COLPs and COFAs

March 2021

Compliance Officers Conference 2020

Our popular Compliance Officers conference took place once again – but it was a little different!

There is a useful mix of presentations, discussions and panel sessions, offering compliance officers up-to-date information on key topics.

Watch on demand

Compliance Officers Conference 2019

Our popular full-day Compliance Officers conference took place at Birmingham's ICC on Wednesday 30 October. The free event will be a useful mix of presentations, breakouts and panel sessions, offering compliance officers up-to-date information on key compliance topics. These include:

Cybercrime and fraud
Money laundering, including risk assessments and SARs
Opportunities to work outside a regulated firm
Our new Standards and Regulations
Our transparency rules and using the clickable logo
SQE and legal apprenticeships
Q&A on our new Accounts Rules
Q&A on common compliance issues.

View videos and materials from the conference

Please use www.sra.org.uk/complianceofficers to link to this page.