COLPs and COFAs

Compliance Officers Conference 2020

Our popular Compliance Officers conference took place once again – but it was a little different!

There is a useful mix of presentations, discussions and panel sessions, offering compliance officers up-to-date information on key topics.

Watch on demand

Compliance Officers Conference 2019

Our popular full-day Compliance Officers conference took place at Birmingham's ICC on Wednesday 30 October. The free event will be a useful mix of presentations, breakouts and panel sessions, offering compliance officers up-to-date information on key compliance topics. These include:

  • Cybercrime and fraud
  • Money laundering, including risk assessments and SARs
  • Opportunities to work outside a regulated firm
  • Our new Standards and Regulations
  • Our transparency rules and using the clickable logo
  • SQE and legal apprenticeships
  • Q&A on our new Accounts Rules
  • Q&A on common compliance issues.




Please use www.sra.org.uk/complianceofficers to link to this page.