COLPs and COFAs
Compliance Officers Conference 2020
Our popular Compliance Officers conference took place once again – but it was a little different!
There is a useful mix of presentations, discussions and panel sessions, offering compliance officers up-to-date information on key topics.
Compliance Officers Conference 2019
Our popular full-day Compliance Officers conference took place at Birmingham's ICC on Wednesday 30 October. The free event will be a useful mix of presentations, breakouts and panel sessions, offering compliance officers up-to-date information on key compliance topics. These include:
- Cybercrime and fraud
- Money laundering, including risk assessments and SARs
- Opportunities to work outside a regulated firm
- Our new Standards and Regulations
- Our transparency rules and using the clickable logo
- SQE and legal apprenticeships
- Q&A on our new Accounts Rules
- Q&A on common compliance issues.
Please use www.sra.org.uk/complianceofficers to link to this page.