Overrepresentation of Black, Asian and minority ethnic solicitors in reports to the SRA: the impact of socio-cognitive bias on the likelihood that people will complain about potential misconduct to the SRA

1. Introduction

The universities of York, Lancaster, and Cardiff were commissioned by the Solicitors Regulation Authority (SRA) to understand the reasons why there is overrepresentation of Black, Asian and minority ethnic solicitors in reports to the SRA. There are two main components to the research. The first looks at the factors, present in the legal sector and wider society, which may explain the overrepresentation in complaints of potential misconduct made to the SRA. The second looks at decision making at the assessment stage, when the SRA decides which complaints to take forward for investigation. The reason for this focus is that the overrepresentation is particularly evident at these two early stages of the SRA's processes. It is present in the complaints received and increases further at the assessment stage. The research uses multiple complementary research methods, including both quantitative and qualitative analyses, to shed further light on this subject.

The overall findings from the research, including an overview of the component parts of the project, are published separately. This supporting report is part of the first component of the project and tests the theory identified in the earlier literature, that there may be a greater likelihood that Black, Asian and minority ethnic solicitors have complaints about potential misconduct raised about them with the SRA, due to potential socio-cognitive biases that influence decision-making by the complainant.

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Background to the survey

Our literature review identified potential reasons behind the greater likelihood that Black, Asian and minority ethnic solicitors have complaints about potential misconduct raised about them with the SRA. One such factor identified was the potential that socio-cognitive biases might influence decision-making by some groups of consumers.

This is based on social attribution theory and it is focused on how individuals use information to arrive at causal explanations for events. There are two elements to this theory, which can influence the extent to which an individual may attribute responsibility, which in this context may influence whether or not they make a complaint about someone. These are known as dispositional attribution and situational attribution.

  • Dispositional attribution considers the extent to which the perception of misconduct is assigned to an individual's 'internal' characteristics, or a 'deliberate decision' taken by them. Published research suggests this is more likely when a service provider is from a minority ethnic group. Dispositional attribution has been shown in consumer research to increase the likelihood of complaints being made. This may have the effect of amplifying the likelihood of complaints about potential misconduct made to the SRA about Black, Asian and minority ethnic solicitors.
  • Situational attribution considers the extent to which the perception of misconduct is due to situations or events outside an individual's control, stressing the importance of 'external' influences or situations 'happening to' the subject. Situational attribution has been shown to reduce the likelihood of complaints being made and to be less likely when a service provider is from a minority ethnic group. This may have the effect of reducing the likelihood of complaints about potential misconduct being made to the SRA about White solicitors.

We wanted to test whether there was any empirical evidence to support this and so we conducted an online survey to understand how consumers attribute responsibility for potential misconduct, when this service is provided by solicitors from different ethnic backgrounds (i.e., Black, Asian, or White solicitors) and gender (i.e., male or female solicitors). We also sought to test whether as a result, these consumers were more likely to report the solicitors in question to the SRA for potential misconduct.

Results by the characteristics of the solicitor

In summary, we found that respondents did not make substantially differential attributions based on either the perceived ethnicity or the gender of the solicitor in the scenario. Nor were they more likely to report a solicitor to the SRA for potential misconduct based on their perceived ethnicity or gender. The results of our analysis by the ethnicity and gender of the solicitors for each question in the survey shows:

  • Respondents did not attribute responsibility for the potential misconduct differently depending on the perceived ethnicity or gender of the solicitor in the scenario (see table 6 below).
  • When asked whether factors outside the control of the solicitors were responsible (such as bad luck or unforeseeable circumstances), respondents did not respond differently depending on the ethnicity or gender of the solicitor in the scenario (see table 7 below).
  • Respondents did not respond differently depending on the ethnicity or gender of the solicitor when asked whether the solicitor who provided the service could have prevented what happened (see table 9 below).
  • There was a statistically significant difference by the ethnicity and gender of the solicitor, in responses to whether the solicitor would behave in the same way in the future. In the scenarios involving an Asian-female and White solicitors (both male and female) respondents were more likely to indicate that the solicitors would be very unlikely or unlikely to behave in the same way in the future than for the other scenarios (see table 8 below).
  • There was no difference depending on the ethnicity or gender of the solicitor, in whether respondents would report these solicitors to the SRA for potential misconduct (see table 10 below).

Results by the characteristics of the respondents

When we analysed the results by the different characteristics of the respondents, we found evidence that there were differential attributions.

Looking firstly at socio-demographic characteristics we found the following differences:

  • The ethnicity of respondents affected how they attributed responsibility for what happened. White respondents ascribed responsibility for what happened to the solicitor in the scenario more than Asian or Black respondents (see table 11 below). There were also some differences by place of birth (see table 16 below), although these characteristics did not affect the likelihood the respondents would report solicitors to the SRA for potential misconduct (see table 15 in relation to ethnicity and 20 in relation to place of birth).
  • Female respondents were more likely to attribute responsibility for what happened to the solicitor (see table 21 below), but male respondents were slightly more likely to believe outside factors were mostly responsible (see table 22 below), although there was no significant difference between the genders in terms of the likelihood to report solicitors to the SRA for potential misconduct (see table 25 below).
  • Older respondents were more likely to attribute responsibility to the solicitor in the scenario than younger respondents (see table 26 below) and less likely to attribute responsibility to outside factors (see table 27 below). But older respondents were not more or less likely to report them to the SRA for potential misconduct (see table 30 below).
  • Respondents not in paid work (e.g., homemaker, retired or disabled) and unemployed respondents were respectively the most and the least likely to attribute responsibility to the solicitor in the scenario (see table 31 below). Employment status also affected the likelihood to report solicitors to the SRA for potential misconduct (see table 35 below).

Results by the respondents' experience of, satisfaction with and knowledge of the legal industry

Looking at the different levels of experience of, satisfaction with, and knowledge of the legal industry that respondents have, we found the following differences:

  • Respondents with a higher level of experience of the legal industry were more likely to believe that the potential misconduct could have been prevented than those with a lower level of experience of the legal industry (see table 44 below). This group were also slightly more likely to take the complaint further and report the solicitor to the SRA for potential misconduct (see table 45 below).
  • Respondents who were more dissatisfied with the legal industry were more likely to think the solicitor would behave in the same way in the future (in relation to the potential misconduct) than those who were more satisfied with the legal industry (see table 43 below). The level of satisfaction with the legal industry did not significantly affect whether someone would report the solicitor to the SRA for potential misconduct (see table 45 below).
  • Respondents with a better legal knowledge were more likely to think that outside factors were totally responsible for what happened than respondents with a poorer legal knowledge. Respondents with a poorer legal knowledge, however, were more likely to think that outside factors were mostly responsible than respondents with a better legal knowledge (see table 47). And respondents with a better legal industry knowledge were more likely to report the solicitor to the SRA for potential misconduct (see table 50 below).

Taken together, the results of our survey provided evidence that respondents attributed responsibility for potential misconduct differently. Different attributions, however, seemed to be linked more to respondents' socio-demographic characteristics and levels of experience of, satisfaction with, and knowledge of the legal industry than to the ethnicity or gender of the solicitor who delivered the service.

To investigate how consumers attribute responsibility for potential misconduct, we administered a survey to a randomised sample of people through Prolific, an online research platform that provides the recruitment and management of participants for online research.

In a pilot survey, administered to 300 people, we tested two slightly different scenarios that we had previously developed drawing on actual complaints received by the SRA. For each scenario, we asked respondents to tell us how likely they would be to submit a complaint to the SRA about potential misconduct if they were in this situation. We then selected the scenario for which the responses were more evenly distributed across the available options, in order to reduce the possibility of different responses being down to factors other than the scenario itself. The scenario we used for the survey is set out in Annex A.

The pilot also tested respondents' assumptions about ethnicity, based on 'typical' names commonly ascribed as belonging to particular ethnic groups. These names were taken from previous research on the impact of ethnicity on customers' complaints (Wood et al., 2009). We tested two names for each ethnicity-gender combination (i.e., two for White-female, two for White-male, two for Black-female, two for Black-male, two for Asian-female, and two for Asian-male). We decided to use these relatively 'high-level' ethnic groups because we wanted to have a large enough sample to analyse. Based on the consistency of the responses we collected in the pilot, we selected one name for each ethnicity-gender combination. The gender of the solicitor in the scenario was indicated by the use of typical pronouns used to indicate whether someone was male or female. The names and pronouns we used to identify the ethnicity and gender of the solicitors in the six scenarios are set out in Annex A.

Following the pilot, we prepared six versions of the same questionnaire, one for each ethnicity-gender combination, with the only differences being the pronoun and name of the solicitor in the scenario. We collected around 700 responses for each of them, resulting in a total sample of around 4,200 responses.

We collected demographic data about the respondents, including ethnicity, place of birth, gender, age and employment status.

Our respondents were almost equally distributed between female (51.5%) and male (48.5%). The largest age group was 18- to 39-years-old (38.8%), followed by 40- to 59-years-old (36.3%), and then 60+ (24.9%). Most of our respondents were White (87.1%) followed by Asian (6.6%) and Black (3.2%) respectively being the second and third largest ethnic group in our sample. Most of our respondents (87.7%) were born in the UK. Respondents born in Europe, Asia, and Africa account for respectively 5.7%, 3.1%, and 2.1% of our sample. Most of our respondents were in full-time employment (41.5%). Respondents not in paid work (e.g., homemaker, retired or disabled) and those in part-time employment account for respectively 17.4% and 15.2% of our sample.

In the first part of the questionnaire, we asked respondents to read the scenario provided and to tell us:

  • Q1: To what extent they thought the solicitor in the scenario was responsible for what happened. This question tested the extent to which respondents attribute responsibility for potential misconduct to factors within the control of the solicitor.
  • Q2: To what extent they thought factors outside of the control of the solicitor in the scenario (such as bad luck or unforeseeable circumstances) were responsible for what happened. This question tested the extent to which respondents attributed responsibility for potential misconduct to outside factors, such as those mentioned in the question.
  • Q3: How likely they thought it was that the solicitor in the scenario would behave in the same way in the future.
  • Q4: To what extent they agreed that the solicitor in the scenario could have prevented what happened.
  • Q5: How likely they would be to report the solicitor in the scenario to the SRA for potential misconduct.

These questions were asked in order to understand how respondents attributed responsibility and in turn how likely they were to report the solicitor to the SRA for potential misconduct.

In the second part of the questionnaire, we asked respondents several questions, related to their experience of, satisfaction with, and knowledge of the legal industry. More specifically:

  • To understand respondents' level of experience of the legal industry, we asked them to answer the following question: 'Have you ever used legal services?' Respondents could choose among the following answers: 'Yes,' 'No,' 'Do not know,' or 'Prefer not to say.' 
  • To understand respondents' level of satisfaction with the legal industry, we asked them to answer the following question: 'How satisfied are you with the most recent service you have used?' Respondents were asked to provide an answer on a scale ranging from 1 ('extremely dissatisfied') to 5 ('extremely satisfied').
  • To understand respondents' level of knowledge of the legal industry, we asked them to answer the following question: 'To what extent do you agree with the following statement: I have good knowledge and understanding of legal processes?' Respondents were asked to provide an answer on a scale ranging from 1 ('strongly disagree') to 5 ('strongly agree').

These questions were asked in order to understand if these factors affected how respondents attributed responsibility and in turn their likelihood to report the solicitor to the SRA for potential misconduct.

This section looks at the overall response from all respondents across the six scenarios we tested.

Overview of the results

Overall, our respondents thought that the solicitor in the scenario was responsible for what happened, but that outside factors were responsible as well, at least to some extent. Our respondents also thought that the solicitor would be unlikely to behave in the same way in the future and that they could have prevented what happened. Three out of four of our respondents said that they would take the complaint further and report the solicitor to the SRA for potential misconduct.

Detailed results

Table 1 shows the answers our respondents provided to Q1 (i.e., 'To what extent do you think [solicitor name] is responsible for what happened?'). Most of our respondents thought that the solicitor in the scenario was responsible for what happened, with 43.6% of them saying that the solicitor in the scenario was totally responsible and 30.6% saying that the solicitor was mostly responsible. Only 7.2% of our respondents thought that the solicitor in the scenario was not responsible at all or slightly responsible.

Table 1: Responses to Q1 (responsibility for what happened)

Frequency Percent Valid Percent
Not responsible at all 47 1.1 1.1
Slightly responsible 254 6.1 6.1
Somewhat responsible 775 18.5 18.6
Mostly responsible 1278 30.5 30.6
Totally responsible 1823 43.4 43.6
Total 4177 99.5 100
Missing 19 0.5
Total 4196 100

Table 2 shows the answers our respondents provided to Q2 (i.e., 'To what extent do you think factors outside of the control of [solicitor name] (such as bad luck or unforeseeable circumstances) are responsible for what happened in the scenario?'). Most of our respondents thought that outside factors were responsible to some extent for what happened, with 31.3% of them saying that outside factors were slightly responsible and 30.4% saying that outside factors were somewhat responsible. Only 4.9% of our respondents thought that outside factors were totally responsible for what happened.

Table 2: Responses to Q2 (extent to which outside factors were responsible)

Frequency Percent Valid Percent
Outside factors not responsible at all 620 14.8 14.9
Outside factors slightly responsible 1305 31.1 31.3
Outside factors somewhat responsible 1269 30.2 30.4
Outside factors mostly responsible 772 18.4 18.5
Outside factors totally responsible 203 4.8 4.9
Total 4169 99.4 100
Missing 27 0.6
Total 4196 100

Table 3 shows the answers our respondents provided to Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?'). Most of our respondents thought that the solicitor in the scenario would be unlikely to behave in the same way in the future, with 41.4% of them saying that the solicitor would be very unlikely to behave in the same way and 33.4% saying that the solicitor would be unlikely to behave in the same way. 11.6% of our respondents, however, believed that the solicitor in the scenario would be likely to behave in the same way, with likely being the third most selected option.

Table 3: Responses to Q3 (likely to behave in the same way in the future)

Frequency Percent Valid Percent
Very unlikely 1700 40.5 41.4
Unlikely 1371 32.7 33.4
Neither likely nor unlikely 337 8 8.2
Likely 476 11.3 11.6
Very likely 225 5.4 5.5
Total 4109 97.9 100
Missing 87 2.1
Total 4196 100

Table 4 shows the answers our respondents provided to Q4 (i.e., 'To what extent do you agree that [solicitor name] could have prevented what happened?'). Almost 70% of our respondents strongly agreed that the solicitor in the scenario could have prevented what happened. Only 2% of our respondents either disagreed or strongly disagreed with this statement.

Table 4: Responses to Q4 (extent to which events could have been prevented)

Frequency Percent Valid Percent
Strongly disagree 29 0.7 0.7
Disagree 55 1.3 1.3
Neither agree nor disagree 122 2.9 2.9
Agree 1067 25.4 25.6
Strongly agree 2899 69.1 69.5
Total 4172 99.4 100
Missing 24 0.6
Total 4196 100

Table 5 shows the answers our respondents provided to Q5 (i.e., 'You complained to [solicitor name] … but you were not happy with their response. How likely would you be to take the complaint further and report [solicitor name] to the regulator of solicitors?'). Most of our respondents said that they would be either likely (39.0%) or very likely (36.3%) to take the complaint further and report the solicitor in the scenario to the regulator of solicitors. Around 12% of them, however, reported being very unlikely or unlikely to take the complaint further and report the solicitor to the regulator of solicitors.

Table 5: Responses to Q5 (likelihood of reporting to the SRA)

Frequency Percent Valid Percent
Very unlikely 74 1.8 1.8
Unlikely 447 10.7 10.8
Neither likely nor unlikely 500 11.9 12.1
Likely 1608 38.3 39
Very likely 1497 35.7 36.3
Total 4126 98.3 100
Missing 70 1.7
Total 4196 100

This section compares the responses by the gender and ethnicity of the solicitors in the scenario2.

Overview of the results

Overall, the answers our respondents provided did not differ across solicitors of different gender and ethnicity in a statistically significant way. Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') was, however, an exception, as the responses provided to this question varied across ethnicity-gender combinations. Some combinations (i.e., Black male, Asian male, Black female) were considered more likely to behave in the same way in the future than others (i.e., Asian female and White female).

Detailed results

Table 6 shows the responses provided to Q1 (i.e., 'To what extent do you think [solicitor name] is responsible for what happened?') by each individual gender-ethnicity combination in our scenario. The responses provided were rather similar across gender-ethnicity combinations. Most of our respondents thought that the solicitor in the scenario was either totally responsible or mostly responsible for what happened, regardless of gender or ethnicity. Although the analysis found some slight differences, overall, the results of a test we conducted to compare responses across gender-ethnicity combinations were not statistically significant (see Annex B).

Table 6: Responses to Q1 (responsibility for what happened) by gender-ethnicity combination

Asian female Asian male Black female Black male White female White male Total
Not responsible at all Count 7 8 10 3 9 10 47
% 1.00% 1.20% 1.40% 0.40% 1.30% 1.40% 1.10%
Slightly responsible Count 45 40 36 46 41 46 254
% 6.50% 5.80% 5.10% 6.60% 5.90% 6.70% 6.10%
Somewhat responsible Count 119 120 112 151 133 140 775
% 17.10% 17.30% 16.00% 21.60% 19.10% 20.30% 18.60%
Mostly responsible Count 223 210 254 205 187 199 1278
% 32.00% 30.20% 36.20% 29.40% 26.90% 28.80% 30.60%
Totally responsible Count 302 317 290 293 325 296 1823
% 43.40% 45.60% 41.30% 42.00% 46.80% 42.80% 43.60%
Total Count 696 695 702 698 695 691 4177
100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 7 shows the responses to Q2 (i.e., 'To what extent do you think factors outside of the control of [solicitor name] (such as bad luck or unforeseeable circumstances) are responsible for what happened in the scenario?') by each gender-ethnicity combination in our scenario. The responses provided are again rather similar across gender-ethnicity combinations, with most of our respondents indicating that outside factors are only slightly or somewhat responsible for what happened. The results of a test we performed to compare responses across gender-ethnicity combinations confirmed that differences in responses are not statistically significant (see Annex B).

Table 7: Responses to Q2 (extent to which outside factors were responsible) by gender-ethnicity combination

Asian female Asian male Black female Black male White female White male Total
Outside factors not responsible at all Count 101 117 100 97 106 99 620
% 14.50% 16.90% 14.30% 14.00% 15.30% 14.30% 14.90%
Outside factors slightly responsible Count 217 208 231 223 197 229 1305
% 31.20% 30.00% 33.00% 32.10% 28.40% 33.10% 31.30%
Outside factors somewhat responsible Count 217 213 197 229 211 202 1269
% 31.20% 30.70% 28.10% 32.90% 30.40% 29.20% 30.40%
Outside factors mostly responsible Count 131 122 136 125 135 123 772
% 18.80% 17.60% 19.40% 18.00% 19.50% 17.80% 18.50%
Outside factors totally responsible Count 29 33 37 21 45 38 203
% 4.20% 4.80% 5.30% 3.00% 6.50% 5.50% 4.90%
Total Count 695 693 701 695 694 691 4169
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 8 shows the responses to Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') by each gender-ethnicity combination in our scenario. The responses provided appeared similar across gender-ethnicity combinations in that most of our respondents thought that it was either very unlikely or unlikely that the solicitor in the scenario would behave in the same way in the future, regardless of the gender-ethnicity combination considered. However, those respondents that were presented with a scenario that featured Asian-female, White-female, and White-male solicitors were more likely to indicate that the solicitors in the scenario would be very unlikely or unlikely to behave in the same way in the future than other respondents. The results of a test we performed to compare responses across gender-ethnicity combinations confirmed the relevance of these differences, showing that differences in responses were statistically significant (see Annex B).

Table 8: Responses to Q3 (likely to behave in the same way in the future) by gender-ethnicity combination

Asian female Asian male Black female Black male White female White male Total
Very unlikely Count 293 269 268 236 340 294 1700
% 42.50% 39.40% 39.10% 34.40% 49.70% 43.20% 41.40%
Unlikely Count 250 217 226 241 213 224 1371
% 36.20% 31.80% 33.00% 35.10% 31.10% 32.90% 33.40%
Neither likely nor unlikely Count 48 54 75 64 38 58 337
% 7.00% 7.90% 10.90% 9.30% 5.60% 8.50% 8.20%
Likely Count 67 95 79 94 66 75 476
% 9.70% 13.90% 11.50% 13.70% 9.60% 11.00% 11.60%
Very likely Count 32 48 37 52 27 29 225
% 4.60% 7.00% 5.40% 7.60% 3.90% 4.30% 5.50%
Total Count 690 683 685 687 684 680 4109
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 9 shows the answers our respondents provided to Q4 (i.e., 'To what extent do you agree that [solicitor name] could have prevented what happened?') by each gender-ethnicity combination in our scenario. The responses provided were quite similar across gender-ethnicity combinations. Most of our respondents either agreed or strongly agreed that the solicitor in the scenario could have prevented what happened, regardless of the gender and ethnicity of the solicitor. The results of a test we performed to compare responses across gender-ethnicity combinations confirmed that differences in responses were not statistically significant (see Annex B).

Table 9: Responses to Q4 (extent to which events could have been prevented) by gender-ethnicity combination

Asian female Asian male Black female Black male White female White male Total
Strongly disagree Count 6 5 4 4 4 6 29
% 0.90% 0.70% 0.60% 0.60% 0.60% 0.90% 0.70%
Disagree Count 8 8 7 12 7 13 55
% 1.20% 1.20% 1.00% 1.70% 1.00% 1.90% 1.30%
Neither agree nor disagree Count 20 14 19 16 24 29 122
% 2.90% 2.00% 2.70% 2.30% 3.50% 4.20% 2.90%
Agree Count 193 177 164 190 171 172 1067
% 27.80% 25.50% 23.40% 27.30% 24.60% 24.90% 25.60%
Strongly agree Count 468 490 506 475 489 471 2899
% 67.30% 70.60% 72.30% 68.10% 70.40% 68.20% 69.50%
Total Count 695 694 700 697 695 691 4172
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 10 shows the answers our respondents provided to Q5 (i.e., 'You complained to [solicitor name] … but you were not happy with their response. How likely would you be to take the complaint further and report [solicitor name] to the regulator of solicitors?') by each gender-ethnicity combination in our scenario. Most of our respondents reported being either likely or very likely to take the complaint further and report the solicitor in the SRA, regardless of the gender and ethnicity of the solicitor. The results of a test we performed to compare responses across gender-ethnicity combinations confirmed that differences in responses were not statistically significant (see Annex B).

Table 10: Responses to Q5 (likelihood of reporting to the SRA) by gender-ethnicity combination

Asian female Asian male Black female Black male White female White male Total
Very unlikely Count 15 11 10 16 10 12 74
% 2.20% 1.60% 1.40% 2.30% 1.50% 1.70% 1.80%
Unlikely Count 75 61 80 79 73 79 447
% 10.90% 9.00% 11.50% 11.50% 10.70% 11.50% 10.80%
Neither likely nor unlikely Count 89 81 82 87 85 76 500
% 12.90% 11.90% 11.80% 12.60% 12.40% 11.10% 12.10%
Likely Count 259 255 276 280 271 267 1608
% 37.50% 37.40% 39.80% 40.60% 39.60% 38.90% 39.00%
Very likely Count 253 273 245 227 246 253 1497
% 36.60% 40.10% 35.40% 32.90% 35.90% 36.80% 36.30%
Total Count 691 681 693 689 685 687 4126
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

This section looks at the overall response to the scenario by the characteristics of the respondents.

Overview of the results

The responses our respondents provided varied across respondents' profiles. Respondents born in different places or of different ethnicities attributed responsibility for potential misconduct differently. This, however, did not translate into an increased likelihood to submit a complaint to the SRA. In a similar vein, respondents' age and gender affected how they attributed responsibility for potential misconduct, but this again did not translate into a higher likelihood to submit a complaint to the SRA. Respondents of employment status, on the contrary, differed not only in terms of how they attributed responsibility for potential misconduct. They also differed in terms of their likelihood to submit a complaint to the SRA for potential misconduct.

Detailed analysis by respondents' ethnicity

Table 11 shows that the responses our respondents provided to Q1 (i.e., 'To what extent do you think [solicitor name] is responsible for what happened?') varied across their ethnicities. Focusing on the three ethnicities with the largest number of responses (i.e., Asian, Black, and White), White respondents ascribed responsibility to the solicitor in the scenario more for what happened than Asian or Black respondents. White respondents were in fact less likely than Black and Asian respondents to think that the solicitor in the scenario was not responsible at all for what happened and more likely than Black and Asian respondents to think that the solicitor in the scenario was totally responsible for what happened. The results of a test we performed to compare the responses across ethnicities confirmed that the differences observed are statistically significant (see Annex B).

Table 11: Responses to Q1 (responsibility for what happened) by respondent's ethnicity

Asian Black Mixed Other White Total
Not responsible at all Count 5 4 1 0 37 47
% 1.80% 3.00% 1.40% 0.00% 1.00% 1.10%
Slightly responsible Count 22 8 3 6 215 254
% 7.90% 6.10% 4.20% 10.50% 5.90% 6.10%
Somewhat responsible Count 64 31 19 13 648 775
% 23.10% 23.50% 26.80% 22.80% 17.80% 18.60%
Mostly responsible Count 92 38 16 21 1111 1278
% 33.20% 28.80% 22.50% 36.80% 30.50% 30.60%
Totally responsible Count 94 51 32 17 1629 1823
% 33.90% 38.60% 45.10% 29.80% 44.80% 43.60%
Total Count 277 132 71 57 3640 4177
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 12 shows that the responses our respondents provided to Q2 (i.e., To what extent do you think factors outside of the control of [solicitor name] (such as bad luck or unforeseeable circumstances) are responsible for what happened in the scenario?') varied across their ethnicities. Focusing on the three ethnicities with the largest number of responses (i.e., Asian, Black, and White), Black respondents were more likely than Asian and White respondents to believe that outside factors were somewhat responsible for what happened, but less likely than Asian and White respondents to believe that outside factors were mostly responsible. The results of a test we performed to compare the responses we collected across ethnicities confirm that the differences we observed were statistically significant, although to a lower degree than the responses to Q1 (see Annex B).

Table 12: Responses to Q2 (extent to which outside factors were responsible) by respondent's ethnicity

Asian Black Mixed Other White Total
Outside factors not responsible at all Count 34 20 11 8 547 620
% 12.50% 15.30% 15.50% 14.00% 15.00% 14.90%
Outside factors slightly responsible Count 70 32 23 14 1166 1305
% 25.60% 24.40% 32.40% 24.60% 32.10% 31.30%
Outside factors somewhat responsible Count 92 49 23 17 1088 1269
% 33.70% 37.40% 32.40% 29.80% 29.90% 30.40%
Outside factors mostly responsible Count 64 20 13 14 661 772
% 23.40% 15.30% 18.30% 24.60% 18.20% 18.50%
Outside factors totally responsible Count 13 10 1 4 175 203
% 4.80% 7.60% 1.40% 7.00% 4.80% 4.90%
Total Count 273 131 71 57 3637 4169
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 13 shows that the responses our respondents provided to Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') varied, although only slightly, across their ethnicities. Asian respondents were more likely than Black or White respondents to believe that the solicitor in the scenario would behave in the same way in the future. The results of a test we performed to compare the responses we collected across ethnicities confirmed that the differences we observed were statistically significant, although to a lower degree than for Q1 (see Annex B).

Table 13: Responses to Q3 (likely to behave in the same way in the future) by respondent's ethnicity

Asian Black Mixed Other White Total
Very unlikely Count 92 53 29 18 1508 1700
% 33.90% 40.80% 42.00% 32.70% 42.10% 41.40%
Unlikely Count 95 42 21 20 1193 1371
% 35.10% 32.30% 30.40% 36.40% 33.30% 33.40%
Neither likely nor unlikely Count 22 11 10 7 287 337
% 8.10% 8.50% 14.50% 12.70% 8.00% 8.20%
Likely Count 44 15 3 9 405 476
% 16.20% 11.50% 4.30% 16.40% 11.30% 11.60%
Very likely Count 18 9 6 1 191 225
% 6.60% 6.90% 8.70% 1.80% 5.30% 5.50%
Total Count 271 130 69 55 3584 4109
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 14 shows that the responses our respondents provided to Q4 (i.e., 'To what extent do you agree that [solicitor name] could have prevented what happened?') varied substantially across their ethnicities. White respondents were less likely than Asian or Black respondents to agree with this statement, but more likely than Asian or Black respondents to strongly agree with it. The results of a test we performed to compare the responses we collected across ethnicities confirm that the differences we observed were statistically significant (see Annex B).

Table 14: Responses to Q4 (extent to which events could have been prevented) by respondent's ethnicity

Asian Black Mixed Other White Total
Strongly disagree Count 3 2 0 1 23 29
1.10% 1.50% 0.00% 1.80% 0.60% 0.70%
Disagree Count 8 4 0 0 43 55
2.90% 3.00% 0.00% 0.00% 1.20% 1.30%
Neither agree nor disagree Count 21 4 3 3 91 122
7.60% 3.00% 4.20% 5.30% 2.50% 2.90%
Agree Count 98 52 21 26 870 1067
35.40% 39.40% 29.60% 45.60% 23.90% 25.60%
Strongly agree Count 147 70 47 27 2608 2899
53.10% 53.00% 66.20% 47.40% 71.70% 69.50%
Total Count 277 132 71 57 3635 4172
100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 15 shows that the responses our respondents provided to Q5 (i.e., 'You complained to [solicitor name] … but you were not happy with their response. How likely would you be to take the complaint further and report [solicitor name] to the regulator of solicitors?') did not vary substantially across their ethnicities. Although Black respondents were overall more likely than Asian or White respondents to take the complaint further and report the solicitor in the scenario to the regulator of solicitors, the results of a test we performed to compare the responses we collected across ethnicities showed that these differences were not statistically significant (see Annex B).

Table 15: Responses to Q5 (likelihood of reporting to the SRA) by respondent's ethnicity

Asian Black Mixed Other White  Total
Very unlikely Count 5 3 0 2 64 74
1.80% 2.30% 0.00% 3.60% 1.80% 1.80%
Unlikely Count 23 16 4 4 400 447
8.50% 12.20% 5.60% 7.30% 11.10% 10.80%
Neither likely nor unlikely Count 39 14 10 13 424 500
14.40% 10.70% 14.10% 23.60% 11.80% 12.10%
Likely Count 100 45 25 16 1422 1608
36.90% 34.40% 35.20% 29.10% 39.50% 39.00%
Very likely Count 104 53 32 20 1288 1497
38.40% 40.50% 45.10% 36.40% 35.80% 36.30%
Total Count 271 131 71 55 3598 4126
100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Detailed analysis by respondents' place of birth

Table 16 shows that the responses our respondents provided to Q1 (i.e., 'To what extent do you think [solicitor name] is responsible for what happened?') varied across their places of birth. Focusing on the places accounting for the highest percentages of our respondents (i.e., United Kingdom, Europe, Asia, and Africa), respondents who were born either in the United Kingdom or in Africa were more likely to think that the solicitor in the scenario is totally responsible for what happened than respondents who were born either in Asia or in the rest of Europe. Respondents who were born in Africa were less likely than respondents who were born in the United Kingdom, Asia, or in other European countries to think that the solicitor in the scenario was mainly responsible for what happened, but more likely than respondents born in these other places to think that the solicitor in the scenario was either not responsible at all or only somewhat responsible for what happened. The results of a test we performed to compare the responses we collected across places of birth confirmed that the differences we observed were statistically significant (see Annex B).

Table 16: Responses to Q1 (responsibility for what happened) by respondent's place of birth

Africa Asia Europe North America Oceania South America United Kingdom Total
Not responsible at all Count 4 2 5 1 0 0 35 47
% 4.50% 1.60% 2.10% 2.60% 0.00% 0.00% 1.00% 1.10%
Slightly responsible Count 6 12 15 2 0 1 218 254
% 6.80% 9.40% 6.30% 5.10% 0.00% 14.30% 5.90% 6.10%
Somewhat responsible Count 23 22 55 9 1 1 664 775
% 26.10% 17.20% 23.10% 23.10% 7.70% 14.30% 18.10% 18.60%
Mostly responsible Count 18 45 75 14 5 4 1117 1278
% 20.50% 35.20% 31.50% 35.90% 38.50% 57.10% 30.50% 30.60%
Totally responsible Count 37 47 88 13 7 1 1630 1823
% 42.00% 36.70% 37.00% 33.30% 53.80% 14.30% 44.50% 43.60%
Total Count 88 128 238 39 13 7 3664 4177
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 17 shows that the responses our respondents provided to Q2 (i.e., 'To what extent do you think factors outside of the control of [solicitor name] (such as bad luck or unforeseeable circumstances) are responsible for what happened in the scenario?') varied significantly across their places of birth. Focusing on the places accounting for the highest percentages of our respondents (i.e., United Kingdom, Europe, Asia, and Africa), respondents who were born in Asia were more likely to think that factors outside of the control of the solicitor in the scenario were either not responsible at all or only slightly responsible for what happened than respondents who were born in Africa, the United Kingdom, or other European countries. Respondents who were born in Africa were more likely than respondents who were born in Asia, the United Kingdom, or other European countries to think that factors outside of the control of the solicitor in the scenario were totally responsible for what happened. The results of a test we performed to compare the responses we collected across places of birth confirmed that the differences we observed were statistically significant (see Annex B).

Table 17: Responses to Q2 (extent to which outside factors were responsible) by respondent's place of birth

Africa Asia Europe North America Oceania South America United Kingdom Total
Outside factors not responsible at all Count 15 23 26 4 2 0 550 620
% 17.20% 18.30% 10.90% 10.30% 15.40% 0.00% 15.00% 14.90%
Outside factors slightly responsible Count 16 38 56 14 5 3 1173 1305
% 18.40% 30.20% 23.50% 35.90% 38.50% 42.90% 32.10% 31.30%
Outside factors somewhat responsible Count 28 30 72 10 4 3 1122 1269
% 32.20% 23.80% 30.30% 25.60% 30.80% 42.90% 30.70% 30.40%
Outside factors mostly responsible Count 15 28 61 8 0 1 659 772
% 17.20% 22.20% 25.60% 20.50% 0.00% 14.30% 18.00% 18.50%
Outside factors totally responsible Count 13 7 23 3 2 0 155 203
% 14.90% 5.60% 9.70% 7.70% 15.40% 0.00% 4.20% 4.90%
Total Count 87 126 238 39 13 7 3659 4169
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 18 shows that the responses our respondents provided to Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') varied considerably across their places of birth. Focusing on the places accounting for the highest percentages of our respondents (i.e., United Kingdom, Europe, Asia, and Africa), respondents who were born in Asia were more likely than respondents born in Africa, the United Kingdom, or other European countries to think that the solicitor in the scenario would behave in the same way in the future. The results of a test we performed to compare the responses we collected across places of birth confirmed that the differences we observed were statistically significant (see Annex B).

Table 18: Responses to Q3 (likely to behave in the same way in the future) by respondent's place of birth

Africa Asia Europe North America Oceania South America United Kingdom Total
Very unlikely Count 37 26 100 13 3 4 1517 1700
% 42.50% 20.60% 42.00% 35.10% 25.00% 57.10% 42.10% 41.40%
Unlikely Count 24 45 71 13 6 1 1211 1371
% 27.60% 35.70% 29.80% 35.10% 50.00% 14.30% 33.60% 33.40%
Neither likely nor unlikely Count 9 21 28 2 1 2 274 337
% 10.30% 16.70% 11.80% 5.40% 8.30% 28.60% 7.60% 8.20%
Likely Count 12 23 25 5 2 0 409 476
% 13.80% 18.30% 10.50% 13.50% 16.70% 0.00% 11.40% 11.60%
Very likely Count 5 11 14 4 0 0 191 225
% 5.70% 8.70% 5.90% 10.80% 0.00% 0.00% 5.30% 5.50%
Total Count 87 126 238 37 12 7 3602 4109
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 19 shows that the responses our respondents provide to Q4 (i.e., 'To what extent do you agree that [solicitor name] could have prevented what happened?') varied significantly across their places of birth. Focusing on the places accounting for the highest percentages of our respondents (i.e., United Kingdom, Europe, Asia, and Africa), respondents who were born in Africa were more likely to either strongly disagree or disagree with this statement than respondents who were born in Asia, the United Kingdom, or other European countries. On the contrary, respondents who were born in the United Kingdom totally agreed more with this statement than respondents who were born in Asia, Africa, or other European countries. The results of a test we performed to compare the responses we collected across places of birth confirmed that these differences were statistically significant (see Annex B).

Table 19: Responses to Q4 (extent to which events could have been prevented) by respondent's place of birth

Africa Asia Europe North America Oceania South America United Kingdom Total
Strongly disagree Count 3 2 1 1 0 0 22 29
3.40% 1.60% 0.40% 2.60% 0.00% 0.00% 0.60% 0.70%
Disagree Count 3 3 8 0 0 0 41 55
3.40% 2.30% 3.40% 0.00% 0.00% 0.00% 1.10% 1.30%
Neither agree nor disagree Count 3 7 12 0 0 0 100 122
3.40% 5.50% 5.00% 0.00% 0.00% 0.00% 2.70% 2.90%
Agree Count 36 46 66 12 1 4 902 1067
40.90% 35.90% 27.70% 30.80% 7.70% 57.10% 24.70% 25.60%
Strongly agree Count 43 70 151 26 12 3 2594 2899
48.90% 54.70% 63.40% 66.70% 92.30% 42.90% 70.90% 69.50%
Total Count 88 128 238 39 13 7 3659 4172
100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 20 shows that the responses our respondents provided to Q5 (i.e., 'You complained to [solicitor name] … but you were not happy with their response. How likely would you be to take the complaint further and report [solicitor name] to the regulator of solicitors?') did not vary substantially across their places of birth. Focusing on the countries accounting for the highest percentages of our respondents (i.e., United Kingdom, Europe, Asia, and Africa), respondents who were born in Asia were slightly more likely to complain than respondents who were born in Africa, the United Kingdom, or other European countries. The results of a test we performed to compare the responses we collected across places of birth, however, showed that the differences we observed were not statistically significant (see Annex B).

Table 20: Responses to Q5 (likelihood of reporting to the SRA) by respondent's place of birth

Africa Asia Europe North America Oceania South America United Kingdom Total
Very unlikely Count 4 2 2 0 0 0 66 74
% 4.60% 1.60% 0.90% 0.00% 0.00% 0.00% 1.80% 1.80%
Unlikely Count 9 7 35 5 1 1 389 447
% 10.30% 5.60% 15.00% 13.50% 7.70% 14.30% 10.70% 10.80%
Neither likely nor unlikely Count 14 21 30 5 1 2 427 500
16.10% 16.90% 12.90% 13.50% 7.70% 28.60% 11.80% 12.10%
Likely Count 26 42 81 17 4 2 1436 1608
29.90% 33.90% 34.80% 45.90% 30.80% 28.60% 39.60% 39.00%
Very likely Count 34 52 85 10 7 2 1307 1497
39.10% 41.90% 36.50% 27.00% 53.80% 28.60% 36.10% 36.30%
Total Count 87 124 233 37 13 7 3625 4126
100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Detailed analysis by respondents' gender

Table 21 shows that the responses our respondents provided to Q1 (i.e., 'To what extent do you think [solicitor name] is responsible for what happened?') varied across genders. Female respondents were in fact more likely to think that the solicitor in the scenario was responsible for what happened than male respondents. The results of a test we performed to compare the responses we collected across genders confirmed that the differences we observed were statistically significant (see Annex B).

Table 21: Responses to Q1 (responsibility for what happened) by respondent's gender

Female Male Total
Not responsible at all Count 17 30 47
% 0.80% 1.50% 1.10%
Slightly responsible Count 116 138 254
% 5.40% 6.80% 6.10%
Somewhat responsible Count 367 408 775
% 17.10% 20.10% 18.60%
Mostly responsible Count 673 605 1278
% 31.30% 29.90% 30.60%
Totally responsible Count 978 845 1823
% 45.50% 41.70% 43.60%
Total Count 2151 2026 4177
% 100.00% 100.00% 100.00%

Table 22 shows that the responses our respondents provided to Q2 (i.e., 'To what extent do you think factors outside of the control of [solicitor name] (such as bad luck or unforeseeable circumstances) are responsible for what happened in the scenario?') were rather similar across genders, although male respondents were slightly more likely to believe that outside factors were mostly responsible for what happened than female respondents. The results of a test we performed to compare the responses we collected across genders, however, confirmed that the differences we observed were not statistically significant (see Annex B).

Table 22: Responses to Q2 (extent to which outside factors were responsible) by respondent's gender

Female Male Total
Outside factors not responsible at all Count 319 301 620
% 14.90% 14.90% 14.90%
Outside factors slightly responsible Count 682 623 1305
% 31.80% 30.80% 31.30%
Outside factors somewhat responsible Count 664 605 1269
% 30.90% 29.90% 30.40%
Outside factors mostly responsible Count 382 390 772
% 17.80% 19.30% 18.50%
Outside factors totally responsible Count 101 102 203
% 4.70% 5.00% 4.90%
Total Count 2148 2021 4169
% 100.00% 100.00% 100.00%

Table 23 shows that the responses our respondents provided to Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') were quite similar across genders, but that female respondents were less likely to believe that the solicitor in the scenario would behave in the same way in the future than male respondents. The results of a test we performed to compare responses across genders confirmed that the differences we observed were statistically significant, although only marginally (see Annex B).

Table 23: Responses to Q3 (likely to behave in the same way in future) by respondent's gender

Female Male Total
Very unlikely Count 905 795 1700
% 42.70% 39.90% 41.40%
Unlikely Count 698 673 1371
% 32.90% 33.80% 33.40%
Neither likely nor unlikely Count 172 165 337
% 8.10% 8.30% 8.20%
Likely Count 234 242 476
% 11.00% 12.20% 11.60%
Very likely Count 110 115 225
% 5.20% 5.80% 5.50%
Total Count 2119 1990 4109
% 100.00% 100.00% 100.00%

Table 24 shows that the responses our respondents provided to Q4 (i.e., 'To what extent do you agree that [solicitor name] could have prevented what happened?') were quite similar across genders. The results of a test we performed to compare the responses across genders confirmed that the differences we observed were not statistically significant (see Annex B).

Table 24: Responses to Q4 (extent to which events could have been prevented) by respondent's gender

Female Male Total
Strongly disagree Count 19 10 29
0.90% 0.50% 0.70%
Disagree Count 27 28 55
1.30% 1.40% 1.30%
Neither agree nor disagree Count 53 69 122
2.50% 3.40% 2.90%
Agree Count 539 528 1067
25.10% 26.10% 25.60%
Strongly agree Count 1511 1388 2899
70.30% 68.60% 69.50%
Total Count 2149 2023 4172
100.00% 100.00% 100.00%

Table 25 shows that the responses our respondents provided to Q5 (i.e., 'You complained to [solicitor name] … but you were not happy with their response. How likely would you be to take the complaint further and report [solicitor name] to the regulator of solicitors?') were quite similar across genders. The results of a test we performed to compare the responses across genders confirmed that the differences we observed were not statistically significant (see Annex B).

Table 25: Responses to Q5 (likelihood of reporting to the SRA) by respondent's gender

Female Male Total
Very unlikely Count 30 44 74
% 1.40% 2.20% 1.80%
Unlikely Count 219 228 447
% 10.30% 11.40% 10.80%
Neither likely nor unlikely Count 245 255 500
% 11.60% 12.70% 12.10%
Likely Count 862 746 1608
% 40.70% 37.20% 39.00%
Very likely Count 764 733 1497
% 36.00% 36.50% 36.30%
Total Count 2120 2006 4126
% 100.00% 100.00% 100.00%

Detailed analysis by respondents' age

Table 26 shows that the responses our respondents provided to Q1 (i.e., 'To what extent do you think [solicitor name] is responsible for what happened?') varied quite considerably across their ages. Younger respondents were more likely to think that the solicitor in the scenario was either not responsible at all or only slightly responsible for what happened, whereas older respondents were more likely to think that the solicitor in the scenario is totally responsible for what happened. The results of a test we performed to compare the responses we collected across ages confirmed that these differences were statistically significant (see Annex B).

Table 26: Responses to Q1 (responsibility for what happened) by respondent's age

18-39 40-59 60+ Total
Not responsible at all Count 28 15 4 47
% 1.70% 1.00% 0.40% 1.10%
Slightly responsible Count 150 75 29 254
% 9.30% 4.90% 2.80% 6.10%
Somewhat responsible Count 419 242 114 775
% 25.80% 15.90% 11.00% 18.60%
Mostly responsible Count 551 446 281 1278
% 34.00% 29.40% 27.10% 30.60%
Totally responsible Count 473 740 610 1823
% 29.20% 48.70% 58.80% 43.60%
Total Count 1621 1518 1038 4177
% 100.00% 100.00% 100.00% 100.00%

Table 27 shows that the responses our respondents provided to Q2 ('To what extent do you think factors outside of the control of [solicitor name] (such as bad luck or unforeseeable circumstances) are responsible for what happened in the scenario?') varied considerably across their ages. Younger respondents were more likely to think that outside factors were either somehow or mostly responsible for what happened, whereas older respondents were more likely to think that outside factors were either not responsible or slightly responsible for what happened. The results of a test we performed to compare the responses we collected across ages confirmed that these differences were statistically significant (see Annex B).

Table 27: Responses to Q2 (extent to which outside factors were responsible) by respondent's age

18-39 40-59 60+ Total
Outside factors not responsible at all Count 123 248 249 620
% 7.60% 16.40% 24.00% 14.90%
Outside factors slightly responsible Count 455 486 364 1305
% 28.10% 32.10% 35.10% 31.30%
Outside factors somewhat responsible Count 569 447 253 1269
% 35.10% 29.50% 24.40% 30.40%
Outside factors mostly responsible Count 405 245 122 772
% 25.00% 16.20% 11.80% 18.50%
Outside factors totally responsible Count 67 87 49 203
% 4.10% 5.80% 4.70% 4.90%
Total Count 1619 1513 1037 4169
% 100.00% 100.00% 100.00% 100.00%

Table 28 shows that the responses our respondents provided to Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') did not substantially vary across their ages. Although older respondents were more likely to think that the solicitor in the scenario was very unlikely to behave in the same way in the future than younger respondents, the results of a test we performed to compare the responses we collected across ages showed that the differences we observed were not statistically significant (see Annex B).

Table 28: Responses to Q3 (likely to behave in the same way in the future) by respondent's age

18-39 40-59 60+ Total
Very unlikely Count 643 609 448 1700
% 40.20% 40.80% 44.00% 41.40%
Unlikely Count 547 515 309 1371
% 34.20% 34.50% 30.30% 33.40%
Neither likely nor unlikely Count 134 115 88 337
% 8.40% 7.70% 8.60% 8.20%
Likely Count 194 169 113 476
% 12.10% 11.30% 11.10% 11.60%
Very likely Count 80 84 61 225
% 5.00% 5.60% 6.00% 5.50%
Total Count 1598 1492 1019 4109
% 100.00% 100.00% 100.00% 100.00%

Table 29 shows that the responses our respondents provided to Q4 (i.e., 'To what extent do you agree that [solicitor name] could have prevented what happened?') varied across their ages. In particular, younger respondents were more likely to agree with the statement in this question, while older respondents were more likely to strongly agree with this statement. The results of a test we performed to compare the responses we collected across ages confirmed that these differences were statistically significant (see Annex B).

Table 29: Responses to Q4 (extent to which events could have been prevented) by respondent's age

18-39 40-59 60+ Total
Strongly disagree Count 10 10 9 29
% 0.60% 0.70% 0.90% 0.70%
Disagree Count 41 11 3 55
% 2.50% 0.70% 0.30% 1.30%
Neither agree nor disagree Count 74 34 14 122
% 4.60% 2.20% 1.40% 2.90%
Agree Count 554 361 152 1067
% 34.20% 23.80% 14.70% 25.60%
Strongly agree Count 940 1100 859 2899
% 58.10% 72.60% 82.80% 69.50%
Total Count 1619 1516 1037 4172
% 100.00% 100.00% 100.00% 100.00%

Table 30 shows that the responses our respondents provided to Q5 (i.e., 'You complained to [solicitor name] … but you were not happy with their response. How likely would you be to take the complaint further and report [solicitor name] to the regulator of solicitors?') did not substantially vary across their ages, with most of our respondents being either likely or very likely to take the complaint further and report the solicitor in the scenario to the regulator of solicitors. The results of a test we performed to compare the responses we collected across ages confirmed that the differences we observed were not statistically significant (see Annex B).

Table 30: Responses to Q5 (likelihood of reporting to the SRA) by respondent's age

18-39 40-59 60+ Total
Very unlikely Count 28 21 25 74
1.70% 1.40% 2.40% 1.80%
Unlikely Count 166 185 96 447
10.30% 12.40% 9.40% 10.80%
Neither likely nor unlikely Count 173 186 141 500
10.80% 12.40% 13.80% 12.10%
Likely Count 659 541 408 1608
41.00% 36.20% 39.90% 39.00%
Very likely Count 581 563 353 1497
36.20% 37.60% 34.50% 36.30%
Total Count 1607 1496 1023 4126
100.00% 100.00% 100.00% 100.00%

Detailed analysis by respondents' employment status

Table 31 shows that the responses our respondents provided to Q1 (i.e., 'To what extent do you think [solicitor name] is responsible for what happened?') varied quite considerably across their employment statuses. While respondents in full- or part-time jobs were more likely to think that the solicitor in the scenario is totally responsible for what happened, respondents who are about to start a new job or unemployed were more likely to think that the solicitor in the scenario was mostly responsible for what happened. The results of a test we performed to compare the responses we collected across employment statuses confirmed that the differences we observed were statistically significant (see Annex B).

Table 31: Responses to Q1 (responsibility for what happened) by respondent's employment status

Not in paid work Unemployed Part-time Full-time Other Due to start a new job Total
Not responsible at all Count 5 6 10 18 1 0 40
% 0.70% 4.30% 1.60% 1.00% 0.90% 0.00% 1.20%
Slightly responsible Count 31 11 35 116 8 1 202
% 4.30% 7.80% 5.50% 6.70% 7.30% 4.50% 6.00%
Somewhat responsible Count 87 41 111 333 26 6 604
% 12.00% 29.10% 17.50% 19.20% 23.60% 27.30% 17.90%
Mostly responsible Count 212 50 180 535 41 9 1027
% 29.20% 35.50% 28.40% 30.80% 37.30% 40.90% 30.50%
Totally responsible Count 390 33 297 733 34 6 1493
% 53.80% 23.40% 46.90% 42.20% 30.90% 27.30% 44.40%
Total Count 725 141 633 1735 110 22 3366
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 32 shows that the responses our respondents provided to Q2 (i.e., 'To what extent do you think factors outside of the control of [solicitor name] (such as bad luck or unforeseeable circumstances) are responsible for what happened in the scenario?') varied quite considerably across their employment statuses. While respondents in full- or part-time jobs were more likely to think that factors outside of the control of the solicitor in the scenario were either somewhat or mostly responsible for what happened, respondents who were about to start a new job or unemployed were more likely to think that factors outside of the control of the solicitor in the scenario were totally responsible for what happened. The results of a test we performed to compare the responses we collected across employment statuses confirmed that the differences we observed were statistically significant (see Annex B).

Table 32: Responses to Q2 (extent to which outside factors were responsible) by respondent's employment status

Not in paid work Unemployed Part-time Full-time Other Due to start a new job Total
Outside factors not responsible at all Count 123 10 105 258 14 1 511
% 17.00% 7.10% 16.60% 14.90% 12.80% 4.50% 15.20%
Outside factors slightly responsible Count 267 37 193 530 23 7 1057
% 36.80% 26.20% 30.50% 30.60% 21.10% 31.80% 31.40%
Outside factors somewhat responsible Count 203 41 188 532 47 5 1016
% 28.00% 29.10% 29.70% 30.70% 43.10% 22.70% 30.20%
Outside factors mostly responsible Count 98 45 107 339 16 8 613
% 13.50% 31.90% 16.90% 19.60% 14.70% 36.40% 18.20%
Outside factors totally responsible Count 34 8 40 72 9 1 164
% 4.70% 5.70% 6.30% 4.20% 8.30% 4.50% 4.90%
Total Count 725 141 633 1731 109 22 3361
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 33 shows that the responses our respondents provided to Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') did not vary substantially across their employment statuses. Respondents who were about to start a new job or unemployed were slightly more likely to think that the solicitor in the scenario would not behave in the same way in the future, while full-time employees were slightly more likely to think that the solicitor in the scenario would behave in the same way in the future. The results of a test we performed to compare the responses we collected across employment statuses, however, showed that these differences were not statistically significant (see Annex B).

Table 33: Responses to Q3 (likely to behave in the same way in the future) by respondent's employment status

Not in paid work Unemployed Part-time Full-time Other Due to start a new job Total
Very unlikely Count 309 52 266 701 44 11 1383
% 43.50% 38.80% 42.60% 41.00% 40.00% 50.00% 41.80%
Unlikely Count 231 51 194 582 38 8 1104
% 32.50% 38.10% 31.00% 34.10% 34.50% 36.40% 33.40%
Neither likely nor unlikely Count 55 12 57 116 8 0 248
% 7.70% 9.00% 9.10% 6.80% 7.30% 0.00% 7.50%
Likely Count 76 15 68 225 14 2 400
% 10.70% 11.20% 10.90% 13.20% 12.70% 9.10% 12.10%
Very likely Count 39 4 40 85 6 1 175
% 5.50% 3.00% 6.40% 5.00% 5.50% 4.50% 5.30%
Total Count 710 134 625 1709 110 22 3310
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 34 shows that the responses our respondents provided to Q4 (i.e., 'To what extent do you agree that [solicitor name] could have prevented what happened?') varied quite considerably across their employment statuses. Respondents who were about to start a new job were the least likely to agree with the statement in the question, while respondents not in paid work (e.g., homemakers, retired or disabled) were the most likely to agree with this statement. The results of a test we performed to compare the responses we collected across employment statuses confirmed that the differences we observed were statistically significant (see Annex B).

Table 34: Responses to Q4 (extent to which events could have been prevented) by respondent's employment status

Not in paid work Unemployed Part-time Full-time Other Due to start a new job Total
Strongly disagree Count 7 0 3 12 0 0 22
% 1.00% 0.00% 0.50% 0.70% 0.00% 0.00% 0.70%
Disagree Count 5 7 16 16 4 0 48
% 0.70% 5.00% 2.50% 0.90% 3.60% 0.00% 1.40%
Neither agree nor disagree Count 20 7 14 54 2 2 99
% 2.80% 5.00% 2.20% 3.10% 1.80% 9.10% 2.90%
Agree Count 123 55 158 451 35 12 834
% 17.00% 39.00% 25.00% 26.00% 31.80% 54.50% 24.80%
Strongly agree Count 568 72 442 1201 69 8 2360
% 78.60% 51.10% 69.80% 69.30% 62.70% 36.40% 70.20%
Total Count 723 141 633 1734 110 22 3363
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 35 show that the responses our respondents provided to Q5 (i.e., 'You complained to [solicitor name] … but you were not happy with their response. How likely would you be to take the complaint further and report [solicitor name] to the regulator of solicitors?) varied slightly across their employment statuses. Respondents who were about to start a new job or were unemployed were the least likely to take the complaint further and report the solicitor in the scenario to the regulator of solicitors. The results of a test we performed to compare the responses we collected across employment statuses confirmed that the differences we observed were statistically significant (see Annex B).

Table 35: Responses to Q5 (likelihood of reporting to the SRA) by respondent's employment status

Not in paid work Unemployed Part-time Full-time Other Due to start a new job Total
Very unlikely Count 14 5 10 30 2 0 61
% 2.00% 3.50% 1.60% 1.70% 1.80% 0.00% 1.80%
Unlikely Count 74 19 73 168 14 4 352
% 10.40% 13.50% 11.70% 9.80% 12.80% 18.20% 10.60%
Neither likely nor unlikely Count 100 17 75 186 10 2 390
% 14.00% 12.10% 12.00% 10.80% 9.20% 9.10% 11.70%
Likely Count 290 59 232 653 50 11 1295
% 40.60% 41.80% 37.20% 38.10% 45.90% 50.00% 39.00%
Very likely Count 236 41 233 678 33 5 1226
% 33.10% 29.10% 37.40% 39.50% 30.30% 22.70% 36.90%
Total Count 714 141 623 1715 109 22 3324
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Overview of the results

The responses provided varied across levels of experience of, satisfaction with, and knowledge of the legal industry.

Respondents with different levels of satisfaction with the legal industry attributed responsibility for potential misconduct differently, but this was not reflected in an increased likelihood to report the potential misconduct to the SRA.

Respondents with different levels of experience and knowledge of the legal industry, on the contrary, not only attributed responsibility for potential misconduct differently. They also varied in their likelihood to report this potential misconduct to the SRA.

Detailed analysis by respondents' level of experience of the legal industry

Table 36 shows that the responses our respondents provided to Q1 (i.e., 'To what extent do you think [solicitor name] is responsible for what happened?') varied quite considerably across their levels of experience of the legal industry. Respondents with a higher level of experience were more likely to think that the solicitor in the scenario was totally responsible for what happened. The results of a test we performed to compare the responses we collected across our respondents' levels of experience of the legal industry confirmed that the differences we observed were statistically significant (see Annex B).

Table 36: Responses to Q1 (responsibility for what happened) by respondent's level of experience of the legal industry

Yes No Prefer not to say Total
Not responsible at all Count 23 23 1 47
% 0.80% 1.70% 2.00% 1.10%
Slightly responsible Count 130 121 1 252
% 4.70% 9.00% 2.00% 6.10%
Somewhat responsible Count 408 338 15 761
% 14.80% 25.20% 30.00% 18.40%
Mostly responsible Count 798 446 18 1262
% 29.00% 33.30% 36.00% 30.50%
Totally responsible Count 1389 411 15 1815
% 50.50% 30.70% 30.00% 43.90%
Total Count 2748 1339 50 4137
% 100.00% 100.00% 100.00% 100.00%

Table 37 shows that the responses our respondents provided to Q2 (i.e., 'To what extent do you think factors outside of the control of [solicitor name] (such as bad luck or unforeseeable circumstances) are responsible for what happened in the scenario?') varied again quite considerably across their levels of experience of the legal industry. Respondents with a higher level of experience were more likely to think that factors outside of the control of the solicitor in the scenario were either somewhat or mostly responsible for what happened, while respondents with a lower level of experience were more likely to think that factors outside of the control of the solicitor in the scenario were either not responsible or only slightly responsible for what happened. The results of a test we performed to compare the responses we collected across our respondents' levels of experience of the legal industry confirmed that the differences we observed were statistically significant (see Annex B).

Table 37: Responses to Q2 (extent to which outside factors were responsible) by respondent's level of experience of the legal industry

Yes No Prefer not to say Total
Outside factors not responsible at all Count 490 121 5 616
% 17.90% 9.10% 10.00% 14.90%
Outside factors slightly responsible Count 891 396 12 1299
% 32.50% 29.60% 24.00% 31.50%
Outside factors somewhat responsible Count 809 428 19 1256
% 29.50% 32.00% 38.00% 30.40%
Outside factors mostly responsible Count 411 336 12 759
% 15.00% 25.10% 24.00% 18.40%
Outside factors totally responsible Count 142 55 2 199
% 5.20% 4.10% 4.00% 4.80%
Total Count 2743 1336 50 4129
% 100.00% 100.00% 100.00% 100.00%

Table 38 shows that the responses our respondents provided to Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') did not vary substantially across their levels of experience of the legal industry. The results of a test we performed to compare the responses we collected across our respondents' levels of experience of the legal industry confirmed that the differences we observed were not statistically significant (see Annex B).

Table 38: Responses to Q3 (likely to behave in the same way in the future) by respondent's level of experience of the legal industry

Yes No Prefer not to say Total
Very unlikely Count 1102 559 21 1682
% 40.80% 42.40% 42.00% 41.30%
Unlikely Count 892 448 17 1357
% 33.00% 34.00% 34.00% 33.30%
Neither likely nor unlikely Count 232 100 2 334
% 8.60% 7.60% 4.00% 8.20%
Likely Count 322 148 3 473
% 11.90% 11.20% 6.00% 11.60%
Very likely Count 153 64 7 224
% 5.70% 4.90% 14.00% 5.50%
Total Count 2701 1319 50 4070
% 100.00% 100.00% 100.00% 100.00%

Table 39 shows that the responses our respondents provided to Q4 (i.e., 'To what extent do you agree that [solicitor name] could have prevented what happened?') varied quite substantially across their levels of experience of the legal industry. In particular, respondents with a higher level of experience were more likely to totally agree that the solicitor in the scenario could have prevented what happened, while respondents with a lower level of experience were more likely to either disagree or strongly disagree that the solicitor in the scenario could have prevented what happened. The results of a test we performed to compare the responses we collected across our respondents' levels of experience of the legal industry confirmed that the differences we observed were statistically significant (see Annex B).

Table 39: Responses to Q4 (extent to which events could have been prevented) by respondent's level of experience of the legal industry

Yes No Prefer not to say Total
Strongly disagree Count 17 11 1 29
% 0.60% 0.80% 2.00% 0.70%
Disagree Count 26 28 0 54
% 0.90% 2.10% 0.00% 1.30%
Neither agree nor disagree Count 65 50 4 119
% 2.40% 3.70% 8.00% 2.90%
Agree Count 596 433 17 1046
% 21.70% 32.30% 34.00% 25.30%
Strongly agree Count 2039 817 28 2884
% 74.30% 61.00% 56.00% 69.80%
Total Count 2743 1339 50 4132
% 100.00% 100.00% 100.00% 100.00%

Table 40 shows that the responses our respondents provided to Q5 (i.e., 'You complained to [solicitor name] … but you were not happy with their response. How likely would you be to take the complaint further and report [solicitor name] to the regulator of solicitors?') varied, although quite slightly, across our respondents' levels of experience of the legal industry. Respondents with a higher level of experience were slightly more likely to take the complaint further and report the solicitor to the regulator of solicitors than respondents with a lower level of experience. The results of a test we performed to compare the responses we collected across our respondents' levels of experience of the legal industry confirmed that the differences we observed were statistically significant, although to a lesser extent than observed for Q1, Q2, and Q4 (see Annex B).

Table 40: Responses to Q5 (likelihood of reporting to the SRA) by respondent's level of experience of the legal industry

Yes No Prefer not to say Total
Very unlikely Count 47 23 3 73
% 1.70% 1.70% 6.30% 1.80%
Unlikely Count 284 155 3 442
% 10.50% 11.70% 6.30% 10.80%
Neither likely nor unlikely Count 316 169 6 491
% 11.60% 12.80% 12.50% 12.00%
Likely Count 1031 547 19 1597
% 38.00% 41.30% 39.60% 39.10%
Very likely Count 1038 430 17 1485
% 38.20% 32.50% 35.40% 36.30%
Total Count 2716 1324 48 4088
% 100.00% 100.00% 100.00% 100.00%

Detailed analysis by respondent's level of satisfaction with the legal industry

Table 41 shows that the responses our respondents provided to Q1 (i.e., 'To what extent do you think [solicitor name] is responsible for what happened?') varied quite considerably across their levels of satisfaction with the legal industry. Respondents who were very satisfied were the least likely to think that the solicitor in the scenario was totally responsible for what happened and the most likely to think that the solicitor in the scenario was either not responsible at all or only slightly responsible for what happened. The results of a test we performed to compare the responses we collected across our respondents' levels of satisfaction with the legal industry confirmed that the differences we observed were statistically significant (see Annex B).

Table 41: Responses to Q1 (responsibility for what happened) by respondent's level of satisfaction with the legal industry

Very satisfied Satisfied Neither satisfied nor dissatisfied Dissatisfied Very dissatisfied Total
Not responsible at all Count 0 3 3 12 5 23
% 0.00% 1.60% 0.90% 1.00% 0.50% 0.80%
Slightly responsible Count 2 9 17 62 39 129
% 3.20% 4.90% 5.20% 5.10% 4.10% 4.70%
Somewhat responsible Count 11 31 57 196 113 408
% 17.50% 16.80% 17.40% 16.10% 12.00% 14.90%
Mostly responsible Count 16 50 86 383 261 796
% 25.40% 27.20% 26.20% 31.40% 27.60% 29.10%
Totally responsible Count 34 91 165 568 526 1384
% 54.00% 49.50% 50.30% 46.50% 55.70% 50.50%
Total Count 63 184 328 1221 944 2740
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 42 shows that the responses our respondents provided to Q2 (i.e., 'To what extent do you think factors outside of the control of [solicitor name] (such as bad luck or unforeseeable circumstances) are responsible for what happened in the scenario?') did not vary substantially across their levels of satisfaction with the legal industry. The results of a test we performed to compare the responses we collected across our respondents' levels of satisfaction with the legal industry confirmed that the differences we observed were not statistically significant (see Annex B).

Table 42: Responses to Q2 (extent to which outside factors were responsible) by respondent's level of satisfaction with the legal industry

  Very satisfied Satisfied Neither satisfied nor dissatisfied Dissatisfied Very dissatisfied Total
Outside factors not responsible at all Count 17 30 57 198 186 488
% 27.00% 16.30% 17.50% 16.20% 19.70% 17.80%
Outside factors slightly responsible Count 9 63 106 395 312 885
% 14.30% 34.20% 32.50% 32.40% 33.10% 32.40%
Outside factors somewhat responsible Count 21 50 101 389 248 809
% 33.30% 27.20% 31.00% 31.90% 26.30% 29.60%
Outside factors mostly responsible Count 9 30 46 187 139 411
% 14.30% 16.30% 14.10% 15.30% 14.80% 15.00%
Outside factors totally responsible Count 7 11 16 51 57 142
% 11.10% 6.00% 4.90% 4.20% 6.10% 5.20%
Total Count 63 184 326 1220 942 2735
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 43 shows that the responses our respondents provided to Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') varied across their levels of satisfaction with the legal industry. In particular, the more dissatisfied our respondents were, the more likely they were to think that the solicitor in the scenario would be unlikely – rather than very unlikely – to behave in the same way in the future. The results of a test we performed to compare the responses we collected across our respondents' levels of satisfaction with the legal industry confirmed that the differences we observed are statistically significant, although to a lesser extent than observed for Q1 (see Annex B).

Table 43: Responses to Q3 (likely to behave in the same way in the future) by respondent's level of satisfaction with the legal industry

  Very satisfied Satisfied Neither satisfied nor dissatisfied Dissatisfied Very dissatisfied Total
Very unlikely Count 27 75 107 467 424 1100
% 45.80% 41.20% 33.20% 38.80% 45.70% 40.80%
Unlikely Count 15 51 115 435 274 890
% 25.40% 28.00% 35.70% 36.10% 29.50% 33.00%
Neither likely nor unlikely Count 4 20 32 109 66 231
% 6.80% 11.00% 9.90% 9.10% 7.10% 8.60%
Likely Count 4 28 41 141 107 321
% 6.80% 15.40% 12.70% 11.70% 11.50% 11.90%
Very likely Count 9 8 27 52 57 153
% 15.30% 4.40% 8.40% 4.30% 6.10% 5.70%
Total Count 59 182 322 1204 928 2695
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 44 shows that the responses our respondents provided to Q4 (i.e., 'To what extent do you agree that [solicitor name] could have prevented what happened?') varied rather substantially across their levels of satisfaction with the legal industry. In particular, respondents who were very dissatisfied strongly agreed more with the statement in the question than other respondents. The results of a test we performed to compare the responses we collected across our respondents' levels of satisfaction with the legal industry confirmed that the differences we observed were statistically significant (see Annex B).

Table 44: Responses to Q4 (extent to which events could have been prevented) by respondent's level of satisfaction with the legal industry

  Very satisfied Satisfied Neither satisfied nor dissatisfied Dissatisfied Very dissatisfied Total
Strongly disagree Count 0 1 1 7 8 17
% 0.00% 0.50% 0.30% 0.60% 0.90% 0.60%
Disagree Count 0 4 3 12 7 26
% 0.00% 2.20% 0.90% 1.00% 0.70% 1.00%
Neither agree nor disagree Count 2 3 14 34 12 65
% 3.20% 1.60% 4.30% 2.80% 1.30% 2.40%
Agree Count 14 41 72 310 157 594
% 22.20% 22.30% 22.00% 25.40% 16.70% 21.70%
Strongly agree Count 47 135 238 857 756 2033
% 74.60% 73.40% 72.60% 70.20% 80.40% 74.30%
Total Count 63 184 328 1220 940 2735
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 45 shows that the responses our respondents provided to Q5 (i.e., 'You complained to [solicitor name] … but you were not happy with their response. How likely would you be to take the complaint further and report [solicitor name] to the regulator of solicitors?') were rather similar across our respondents' levels of satisfaction with the legal industry. The results of a test we performed to compare the responses we collected across our respondents' levels of satisfaction with the legal industry confirmed that the differences we observed were not statistically significant (see Annex B).

Table 45: Responses to Q5 (likelihood of reporting to the SRA) by respondent's level of satisfaction with the legal industry

  Very satisfied Satisfied Neither satisfied nor dissatisfied Dissatisfied Very dissatisfied Total
Very unlikely Count 0 3 7 23 14 47
0.00% 1.60% 2.20% 1.90% 1.50% 1.70%
Unlikely Count 8 27 23 133 92 283
12.70% 14.80% 7.10% 11.00% 9.90% 10.50%
Neither likely nor unlikely Count 7 26 57 134 91 315
11.10% 14.30% 17.60% 11.10% 9.70% 11.60%
Likely Count 23 58 123 469 356 1029
36.50% 31.90% 38.10% 38.90% 38.10% 38.00%
Very likely Count 25 68 113 447 381 1034
39.70% 37.40% 35.00% 37.10% 40.80% 38.20%
Total Count 63 182 323 1206 934 2708
100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Detailed analysis by respondents' level of knowledge of the legal industry

Table 46 shows that the responses our respondents provided to Q1 (i.e., 'To what extent do you think [solicitor name] is responsible for what happened?') varied across their levels of knowledge of the legal industry, with respondents with a poorer legal knowledge being the least likely to think that the solicitor in the scenario was totally responsible for what happened. The results of a test we performed to compare the responses we collected across our respondents' levels of knowledge of the legal industry confirmed that the differences we observed were statistically significant (see Annex B).

Table 46: Responses to Q1 (responsibility for what happened) by respondent's level of knowledge of the legal industry

  Strongly disagree Disagree Neither agree nor disagree Agree Strongly agree Total
Not responsible Count 3 17 9 18 0 47
% 1.10% 1.20% 0.60% 2.00% 0.00% 1.10%
  Count 24 107 74 46 3 254
% 9.20% 7.50% 5.10% 5.00% 2.60% 6.10%
Somewhat responsible Count 40 306 254 158 16 774
% 15.30% 21.40% 17.50% 17.20% 14.00% 18.60%
Mostly responsible Count 80 475 437 255 28 1275
% 30.70% 33.30% 30.10% 27.80% 24.60% 30.60%
Totally responsible Count 114 522 678 439 67 1820
% 43.70% 36.60% 46.70% 47.90% 58.80% 43.60%
Total Count 261 1427 1452 916 114 4170
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 47 shows that the responses our respondents provided to Q2 (i.e., 'To what extent do you think factors outside of the control of [solicitor name] (such as bad luck or unforeseeable circumstances) are responsible for what happened in the scenario?') varied across their levels of knowledge of the legal industry. Respondents with a better legal knowledge were more likely to think that outside factors were totally responsible for what happened than respondents with a poorer legal knowledge. Respondents with a poorer legal knowledge, however, were more likely to think that outside factors were mostly responsible than respondents with a better legal knowledge. The results of a test we performed to compare the responses we collected across our respondents' levels of knowledge of the legal industry confirmed that the differences we observed were statistically significant (see Annex B).

Table 47: Responses to Q2 (extent to which outside factors were responsible) by respondent's level of knowledge of the legal industry

  Strongly disagree Disagree Neither agree nor disagree Agree Strongly agree Total
Outside factors not responsible at all Count 35 180 223 156 24 618
% 13.40% 12.60% 15.40% 17.00% 21.10% 14.80%
Outside factors slightly responsible Count 81 419 456 317 31 1304
% 31.00% 29.40% 31.50% 34.60% 27.20% 31.30%
Outside factors somewhat responsible Count 58 461 473 244 30 1266
% 22.20% 32.40% 32.60% 26.70% 26.30% 30.40%
Outside factors mostly responsible Count 67 309 236 142 17 771
% 25.70% 21.70% 16.30% 15.50% 14.90% 18.50%
Outside factors totally responsible Count 20 54 61 56 12 203
% 7.70% 3.80% 4.20% 6.10% 10.50% 4.90%
Total Count 261 1423 1449 915 114 4162
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

and Table 48 shows that the responses our respondents provided to Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') varied only marginally across their levels of knowledge of the legal industry. Respondents with a poorer legal knowledge were slightly more likely to think that the solicitor in the scenario would be very unlikely to behave in the same way in the future than respondents with a better legal knowledge. Respondents with a better legal knowledge, however, were slightly more likely to think that the solicitor in the scenario would be very likely to behave in the same way in the future then other respondents. The results of a test we performed to compare the responses we collected across our respondents' levels of knowledge of the legal industry confirmed that the differences we observed were not statistically significant (see Annex B).

Table 48: Responses to Q3 (likely to behave in the same way in the future) by respondent's level of knowledge of the legal industry

  Strongly disagree Disagree Neither agree nor disagree Agree Strongly agree Total
Very unlikely Count 122 563 580 380 52 1697
% 47.80% 40.20% 40.50% 42.10% 45.60% 41.40%
Unlikely Count 81 511 456 294 28 1370
% 31.80% 36.50% 31.90% 32.60% 24.60% 33.40%
Neither likely nor unlikely Count 13 106 155 56 7 337
% 5.10% 7.60% 10.80% 6.20% 6.10% 8.20%
Likely Count 26 150 167 114 16 473
% 10.20% 10.70% 11.70% 12.60% 14.00% 11.50%
Very likely Count 13 69 73 59 11 225
% 5.10% 4.90% 5.10% 6.50% 9.60% 5.50%
Total Count 255 1399 1431 903 114 4102
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 49 shows that the responses our respondents provided to Q4 (i.e., 'To what extent do you agree that [solicitor name] could have prevented what happened?') varied across their levels of knowledge of the legal industry. Respondents with a better legal knowledge agreed more with statement than respondents with a poorer legal knowledge. The results of a test we performed to compare the responses we collected across our respondents' levels of knowledge of the legal industry confirmed that the differences we observed were statistically significant (see Annex B).

Table 49: Responses to Q4 (extent to which events could have been prevented) by respondent's level of knowledge of the legal industry

  Strongly disagree Disagree Neither agree nor disagree Agree Strongly agree Total
Strongly disagree Count 1 9 11 8 0 29
% 0.40% 0.60% 0.80% 0.90% 0.00% 0.70%
Disagree Count 5 17 18 12 3 55
% 1.90% 1.20% 1.20% 1.30% 2.60% 1.30%
Neither agree nor disagree Count 10 40 46 24 2 122
% 3.80% 2.80% 3.20% 2.60% 1.80% 2.90%
Agree Count 61 434 357 201 13 1066
% 23.40% 30.50% 24.60% 22.00% 11.40% 25.60%
Strongly agree Count 184 924 1019 670 96 2893
% 70.50% 64.90% 70.20% 73.20% 84.20% 69.50%
Total Count 261 1424 1451 915 114 4165
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Table 50 shows that the responses our respondents provided to Q5 (i.e., 'You complained to [solicitor name] … but you were not happy with their response. How likely would you be to take the complaint further and report [solicitor name] to the regulator of solicitors?') varied across their levels of knowledge of the legal industry. Respondents with a better legal knowledge were more likely to take the complaint further and report the solicitor to the regulator of solicitors than respondents with a poorer legal knowledge. The results of a test we performed to compare the responses we collected across our respondents' levels of knowledge of the legal industry confirmed that the differences we observed were statistically significant (see Annex B).

Table 50: Responses to Q5 (likelihood of reporting to the SRA) by respondent's level of knowledge of the legal industry

  Strongly disagree Disagree Neither agree nor disagree Agree Strongly agree Total
Very unlikely Count 7 21 25 16 5 74
% 2.70% 1.50% 1.70% 1.80% 4.40% 1.80%
Unlikely Count 41 198 116 82 10 447
% 16.00% 14.00% 8.10% 9.00% 8.80% 10.90%
Neither likely nor unlikely Count 33 204 168 87 7 499
% 12.90% 14.50% 11.70% 9.60% 6.10% 12.10%
Likely Count 92 565 562 349 37 1605
% 35.90% 40.10% 39.30% 38.40% 32.50% 39.00%
Very likely Count 83 422 560 374 55 1494
% 32.40% 29.90% 39.10% 41.20% 48.20% 36.30%
Total Count 256 1410 1431 908 114 4119
% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00%

Our results showed that overall respondents did not attribute responsibility for the potential misconduct of a solicitor in the hypothetical scenario we used in our survey differently depending on the perceived ethnicity or gender of the solicitor who provided the service. Respondents were not more or less likely to attribute responsibility to outside factors (such as bad luck or unforeseeable circumstances) as opposed to factors within the control of the solicitors when the service was provided by Asian or Black solicitors than they were when the service was provided by White solicitors. Neither were they more or less likely to attribute responsibility to outside factors when the service was provided by female compared to male solicitors.

Respondents were also not more or less likely to believe that the solicitor who provided the service could have prevented what happened when the service was provided by White solicitors than they were when the service was provided by Asian or Black solicitors, or when the service was provided by female or male solicitors. And, although some respondents indicated that Asian and Black solicitors, as well as male solicitors, may be more likely than White and female solicitors respectively to behave in the same way in the future (in relation to the potential misconduct), they reported no difference in the likelihood about whether they would report the solicitors to the SRA for potential misconduct.

Our results, however, provided evidence that respondents with different characteristics attributed responsibility in different ways.

  • The ethnicity of respondents affected how they attributed responsibility for what happened. White respondents ascribed responsibility for what happened to the solicitor in the scenario more than Asian or Black respondents (see table 11). There were also some differences by place of birth (see table 16), although these characteristics did not affect the likelihood the respondents would report solicitors to the SRA for potential misconduct (see table 15 in relation to ethnicity and 20 in relation to place of birth).
  • Female respondents were more likely to attribute responsibility for what happened to the solicitor (see table 21), but male respondents were slightly more likely to believe outside factors were mostly responsible (see table 22), although there was no significant difference between the genders in terms of the likelihood to report solicitors to the SRA for potential misconduct (see table 25).
  • Older respondents were more likely to attribute responsibility to the solicitor in the scenario than younger respondents (see table 26) and less likely to attribute responsibility to outside factors (see table 27). But older respondents were not more or less likely to report them to the SRA for potential misconduct (see table 30).
  • Respondents not in paid work (e.g., homemaker, retired or disabled) and unemployed respondents were respectively the most and the least likely to attribute responsibility to the solicitor in the scenario (see table 31). Employment status also affected the likelihood to report solicitors to the SRA for potential misconduct (see table 35).
  • Respondents with different levels of experience of, satisfaction with, and knowledge of the legal industry attributed responsibility differently.

Taken together, the results of our survey provided evidence that respondents attributed responsibility for potential misconduct differently. Different attributions, however, seemed to be linked more to respondents' socio-demographic characteristics and levels of experience of, satisfaction with, and knowledge of the legal industry than to the ethnicity or gender of the solicitor who delivered the service.

Scenario used in the survey

You were recommended a solicitor for advice about taking your neighbour to court after they caused damage to your property. The solicitor said they were really busy, and were often working late, but would be able to take on your case and would fit the work in around other cases. You provided them with a lot of background information about the dispute, including medical evidence from your GP about how it has affected you. The solicitor took some files home one evening, including yours, to work on them. The files were left in their car overnight. During the night, their car was stolen. The car and your files were recovered a couple of days after, but the solicitor warns you that the thief may have read your file and the personal information it contains. A friend has told you that you can complain about solicitors to the regulator of solicitors and law firms, such as the Solicitors Regulation Authority.

Names and pronouns used to indicate ethnicity in the survey

  • Mrs Sunita Kumar (Asian-female),
  • Mr Sukjunder Singh (Asian-male),
  • Mrs Mariam Namagembe (Black-female),
  • Mr Anthony Olukayode (Black-male),
  • Mrs Mary Jones (White-female),
  • Mr Andrew Clarke (White-male).

We have set out below the results of the tests we applied to identify where the differences highlighted in our analysis were statistically significant.

Table 1 shows that the responses we collected were statistically different across gender-ethnicity combinations only for Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?'). For all other questions, we could not rule out the possibility that the differences we observed were attributable to chance.

Table 1: Comparison between responses across solicitor's gender-ethnicity combinations

  Q1 Q2 Q3 Q4 Q5
Kruskal-Wallis H 4.883 3.149 48.243 6.38 8.118
df 5 5 5 5 5
Asymp. Sig. 0.43 0.677 <.001 0.271 0.15

Table 2 shows that the responses our respondents provided to Q1 (i.e., 'To what extent do you think [solicitor name] is responsible for what happened?') and Q4 (i.e., 'To what extent do you agree that [solicitor name] could have prevented what happened?') differed across respondents of different ethnicities in a statistically significant way. The responses to Q2 (i.e., 'To what extent do you think factors outside of the control of [solicitor name] (such as bad luck or unforeseeable circumstances) are responsible for what happened in the scenario?') and Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') differed across respondents of different ethnicities in a marginally statistically significant way. The responses to Q5 (i.e., 'You complained to [solicitor name] … but you were not happy with their response. How likely would you be to take the complaint further and report [solicitor name] to the regulator of solicitors?') did not differ across respondents of different ethnicities in a statistically significant way.

Table 2: Comparison between responses across respondents' ethnicities

  Q1 Q2 Q3 Q4 Q5
Kruskal-Wallis H 21.563 9.917 10.273 78.120 4.177
df 4 4 4 4 4
Asymp. Sig. <.001 .042 .036 <.001 .383

Table 3 shows that the responses our respondents provided to Q1 to Q4 differed across respondents born in different places in a statistically significant way. The responses our respondents provided to Q5 (i.e., 'You complained to [solicitor name] … but you were not happy with their response. How likely would you be to take the complaint further and report [solicitor name] to the regulator of solicitors?'), instead, did not vary across respondents born in different places in a statistically significant way.

Table 3: Comparison between responses across respondents' places of birth

  Q1 Q2 Q3 Q4 Q5
Kruskal-Wallis H 15.493 26.412 31.483 46.913 5.031
df 6 6 6 6 6
Asymp. Sig. .017 <.001 <.001 <.001 .540

Table 4 shows that the responses our respondents provided to Q1 (i.e., 'To what extent do you think [solicitor name] is responsible for what happened?') differed between female and male respondents in a statistically significant way and that the responses our respondents provided to Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') differed between female and male respondents in a marginally statistically significant way. The responses to the other questions did not differ statistically between female and male respondents.

Table 4: Comparison between responses across respondents' genders

  Q1 Q2 Q3 Q4 Q5
Mann-Whitney U 2050209.500 2137668.500 2039221.500 2134753.500 2091202.500
Wilcoxon W 4103560.500 4445694.500 4285361.500 4182029.500 5
Z -3.520 -.877 -1.930 -1.245 -.974
Asymp. Sig. (2-tailed) <.001 .380 .054 .213 .330

Table 5 shows that the responses our respondents provided to Q1(i.e., 'To what extent do you think [solicitor name] is responsible for what happened?'), Q2 (i.e., 'To what extent do you think factors outside of the control of [solicitor name] (such as bad luck or unforeseeable circumstances) are responsible for what happened in the scenario?'), and Q4 (i.e., 'To what extent do you agree that [solicitor name] could have prevented what happened?') differed across ages in a statistically significant way. The responses to the other questions did not differ statistically across ages.

Table 5: Comparison between responses across respondents' ages

  Q1 Q2 Q3 Q4 Q5
Kruskal-Wallis H 295.063 166.049 1.396 196.811 1.527
df 2 2 2 2 2
Asymp. Sig. <.001 <.001 .498 <.001 .466

Table 6 shows that the responses our respondents provided to Q1, Q2, Q4, and Q5 differed across their employment statuses in a statistically significant way. The responses to Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') on the contrary did not differ across our respondents' employment statuses in a statistically significant way.

Table 6: Comparison between responses across respondents' employment statuses

  Q1 Q2 Q3 Q4 Q5
Kruskal-Wallis H 76.440 37.022 2.266 62.551 16.327
df 5 5 5 5 5
Asymp. Sig. <.001 <.001 .811 <.001 .006

Table 7 shows that the responses our respondents provided to Q1, Q2, Q4, and Q5 differed across our respondents' levels of experience of the legal industry in a statistically significant way. The responses to Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') instead did not differ across levels of experience of the legal industry.

Table 7: Comparison between responses across respondents' levels of experience of the legal industry

  Q1 Q2 Q3 Q4 Q5
Kruskal-Wallis H 175.709 71.830 2.140 81.334 10.251
df 2 2 2 2 2
Asymp. Sig. <.001 <.001 .343 <.001 .006

Table 8 shows that the responses our respondents provided to Q1 (i.e., 'To what extent do you think [solicitor name] is responsible for what happened?'), Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') and Q4 (i.e., 'To what extent do you agree that [solicitor name] could have prevented what happened?') differed across levels of satisfaction with the legal industry in a statistically significant way. The responses to the other questions dis not vary across levels of satisfaction with the legal industry in a statistically significant way.

Table 8: Comparison between responses across respondents' levels of satisfaction with the legal industry

  Q1 Q2 Q3 Q4 Q5
Kruskal-Wallis H 20.033 2.638 13.912 29.200 7.372
df 4 4 4 4 4
Asymp. Sig. <.001 .620 .008 <.001 .118

Table 9 shows that the responses our respondents provided to Q1, Q2, Q4, and Q5 differed across levels of knowledge of the legal industry in a statistically significant way. The responses to Q3 (i.e., 'How likely do you think it is that [solicitor name] will behave in the same way and leave documents in his/her car in the future?') on the contrary did not differ across levels of knowledge of the legal industry in a statistically significant way.

Table 9: Comparison between responses across respondents' levels of knowledge of the legal industry

  Q1 Q2 Q3 Q4 Q5
Kruskal-Wallis H 52.758 22.781 5.702 28.338 63.171
df 4 4 4 4 4
Asymp. Sig. <.001 <.001 .223 <.001 <.001