14 December 2020
Authorisation is the key point at which we make sure individuals and businesses meet the high professional standards we and the public expect when they enter the profession.
14 December 2020
Upholding Professional Standards review looks at the key themes in our work.
14 December 2020
We take our commitment to supporting equality, diversity and inclusion (EDI) very seriously.
14 December 2020
If we know that people are at risk of receiving legal services from a dishonest solicitor, or it is, for some other reason, necessary to protect the interests of clients, we can take action and close down a firm or a solicitor's practice. We call this an intervention.
14 December 2020
We set the education and training standards for solicitors to make sure the people we allow into the profession are competent. This is so that people who use legal services get a proper standard of service from their solicitor.
14 December 2020
Money laundering is when criminals 'clean' the proceeds (the financial gains) of crime. Criminals transform proceeds into assets, such as houses or companies, or other seemingly legitimate funds, for example, money in a bank account. In some cases, laundered money is used to fund terrorism.
14 December 2020
Feedback on last year's Annual Review indicated that people were looking for more concise and targeted information on the areas of our work they were most interested in.
10 December 2020
There is a longstanding overrepresentation of certain groups – men and people from a black, Asian and minority ethnic (BAME) background – in our enforcement processes, as is widely seen across many regulators and sectors.
25 November 2020
We are a supervisory authority under The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (“the regulations”). We have a role in checking firms are complying with the regulations and ensuring they have effective AML policies controls and procedures in place.
17 November 2020
In response to recommendations in the December 2016 Competition and Markets Authority report on how the legal sector was working for consumers, the regulators agreed a three-year development plan for Legal Choices. This report sets out what we did and looks ahead to the next stages.
