Make changes to your Anti-Money Laundering authorisation

25 November 2019

You need to apply to make changes to your Anti Money Laundering (AML) authorisation.

What is this application for?

Firm

You must confirm the services your firm undertakes that are subject to money laundering regulations.

Individuals

You will need to nominate the following role holders:

  • money laundering compliance officer (MLCO)
  • money laundering reporting officer (MLRO)

If your firm has any individuals that under the MLRs are considered a manager, beneficial owner or officer of the firm, they need to apply for approval to us under regulation 26. These officers will be identified in mySRA after they have been approved by the role title “Anti Money Laundering Officer”.

Help with your application

Contact us if you have any queries before you submit your application

How to apply

Help with your application

You should read the guidance before you start your application.

Contact Authorisation if you have any queries before you submit your application

Form

The form is an editable PDF and must be completed electronically. You must save a copy of the form to your computer before you start to fill it in. These forms are not compatible with Mac computers.

You need to apply to make changes to your existing AML approval using the AML form (FA10b).

Form

Send your application to our Authorisation team.

Fee

There is no fee for this application.

What you can expect from us

We will acknowledge your application within one working day. We will let you know if your application is incomplete or ineligible.

Timescales

We aim to make decisions within 90 days.

While you should now have submitted the form, you might still find these questions and answers useful.

After submitting your form

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Process guidance

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Guidance on the regulations

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DBS checks

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Enforcement

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