The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.
Discipline investigationsBack to version 21
Version 3 of the Handbook was published on 20/04/2012. For more information, please click 'History' Above
Regulation 3: Discipline investigations
A regulated person who is the subject of a discipline investigation may be required by the SRA to pay a charge in accordance with these regulations provided that there has been an SRA finding against the regulated person.
An SRA finding may be made by: