The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.

SRA Handbook


Back to version 21

Version 7 of the Handbook was published on 01/04/2013. For more information, please click 'History' Above

Rule 2: Scope


These rules govern the procedure for the SRA to:


give a regulated person a written rebuke;


direct a regulated person to pay a penalty;


publish details of a written rebuke or a direction to pay a penalty;


disqualify a person from acting as a HOLP or HOFA, or being a manager or employee of a licensed body; and


make an application to the Tribunal.


These rules shall not prevent, prohibit or restrict the exercise of any other powers or other action by the SRA.