SRA Standards and Regulations
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SRA Roll, Registers and Publication Regulations
The roll and registers
The SRA shall keep in electronic form: the roll; a register of all solicitors who hold practising certificates; the register of European lawyers; the register of foreign lawyers; the register of Swiss lawyers; and a register of authorised bodies.
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SRA Roll, Registers and Publication Regulations
Information in respect of authorised bodies
The register of authorised bodies under regulation 1.1(e) shall contain the following information in respect of each body included within it: the name under which the body is authorised; the body's authorisation number; the body's main practising address in the UK; all the body's other practising addresses including addresses of its overseas practices; any previous name under which the body...
Found in
SRA Authorisation of Individuals Regulations
Revocation and expiry
The SRA may revoke a practising certificate, or withdraw registration in the register of European lawyers, the register of foreign lawyers and the register of Swiss lawyers at any time, if the SRA is satisfied: that the practising certificate or registration was granted or renewed as a result of error, misleading or inaccurate information, or fraud; that the replacement or renewal date has...
Found in
SRA Application, Notice, Review and Appeal Rules
Applications
An application made under the SRA's regulatory arrangements must be made in writing, where appropriate, in the prescribed form correctly completed, and be accompanied by: any prescribed fee or charge; and any information and documents which may be prescribed, or reasonably requested by the SRA. If you make an application to the SRA, you do not need to submit all payments, information, and...
Found in
SRA Transparency Rules
Publication
An authorised body, or an individual practising in the circumstances set out in regulation 10.2(b)(i) to (vii) of the SRA Authorisation of Individuals Regulations, that does not have a website, must make the information set out in rules 1 to 2 available on request.
Found in
SRA Financial Services (Conduct of Business) Rules
Status disclosure
Notwithstanding the wider information obligations in the SRA Codes of Conduct, you must give the client the following information in writing in a manner that is clear, fair and not misleading before providing a service which includes the carrying on of a regulated financial services activity and in good time before the conclusion of a contract of insurance: a statement that you are not...
Found in
SRA Education, Training and Assessment Provider Regulations
Transitional provisions
Any approval, authorisation or recognition granted under the Monitoring of Courses Regulations 1991, the SRA Training Regulations 2011, the SRA Higher Rights of Audience Regulations 2011 or the SRA Training Regulations 2014 - Qualification and Provider Regulations, will continue as if granted under these regulations. A period of recognised training entered into before these regulations come...
Found in
SRA Regulatory and Disciplinary Procedure Rules
Schedule 1
This schedule sets out the basis for calculating the charges payable under rule 10. The SRA will record the amount of time spent by the SRA or its agents in investigating the matter, including time spent on correspondence, evidence gathering and analysis, and report writing. The standard charges are as follows: Number of hours spent investigating matter Standard Charge Under 2...
Found in
SRA Roll, Registers and Publication Regulations
Publication of information
The SRA shall publish all entries on the roll or registers, except for any address included under regulation 2.1(h). If the SRA considers that it would be in the public interest to do so, it may withhold from publication any or all of the information subject to publication under regulation 5.1. The SRA may publish such further information or classes of information as it may consider in the...
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