Stephen Peter
Grimes
Solicitor
132211
Decision - Control of practice
Outcome: Condition
Outcome date: 23 March 2023
Published date: 11 May 2023
Firm details
Firm or organisation at time of matters giving rise to outcome
Name: Broadbridge Grimes Solicitors
Address(es): 110 Morden Road, London, SW19 3BP , England
Firm ID: 328588
Outcome details
This outcome was reached by SRA decision.
Decision details
Stephen Grime’s practising certificate for 2022/2023 has been granted subject to the following conditions:
- Mr Grimes may not be a manager or owner of any authorised body.
- Mr Grimes may not act as a compliance officer for legal practice (COLP) or compliance officer for finance and administration (COFA) for any authorised body.
- Mr Grimes does not hold, receive, or have access to client money, or act as a signatory to any client account, or have the power to authorise electronic transfers from any client account.
In these conditions the terms are as defined in the SRA Glossary.
Reasons/basis
The above conditions are necessary in the public interest and reasonable and proportionate having regard to the purposes set out in regulation 7 of the SRA Authorisation of Individuals Regulations, and the regulatory objectives and principles governing regulatory activities as contained in section 28 of the Legal Services Act 2007.
Decision - Control of practice
Outcome: Condition
Outcome date: 7 July 2022
Published date: 12 September 2022
Firm details
Firm or organisation at date of publication
Name: Pishon Gold Limited
Address(es): Chislehurst Business Centre, 1 Bromley Lane, Chislehurst, BR7 6LH
Firm ID: 567466
Outcome details
This outcome was reached by SRA decision.
Decision details
Stephen Grimes practising certificate for 2021/2022 has been granted subject to the following conditions:
- Mr Grimes may not be a manager or owner of any authorised body.
- Mr Grimes may not act as a compliance officer for legal practice (COLP) or compliance officer for finance and administration (COFA) for any authorised body.
- Mr Grimes does not hold, receive, or have access to client money, or act as a signatory to any client account, or have the power to authorise electronic transfers from any client account.
- In these conditions the terms are as defined in the SRA Glossary.
Reasons/basis
The above conditions are necessary in the public interest and reasonable and proportionate having regard to the purposes set out in regulation 7 of the SRA Authorisation of Individuals Regulations and the regulatory objectives and principles governing regulatory activities as contained in section 28 of the Legal Services Act 2007.
Decision - Control of practice
Outcome: Condition
Outcome date: 26 June 2021
Published date: 28 July 2021
Firm details
Firm or organisation at time of matters giving rise to outcome
Name: Broadbridge Grimes Solicitors
Address(es): 110 Morden Road LONDON SW19 3BP England
Firm ID: 328588
Outcome details
This outcome was reached by SRA decision.
Decision details
Stephen Grimes’ practising certificate for 2020/2021 has been granted subject to the following conditions:
- Mr Grimes may not be a manager or owner of any authorised body.
- Mr Grimes may not act as a compliance officer for legal practice (COLP) or compliance officer for finance and administration (COFA) for any authorised body.
- Mr Grimes does not hold, receive or have access to client money, or act as a signatory to any client account, or have the power to authorise electronic transfers from any client account.
In these conditions the terms are as defined in the SRA Glossary.
Reasons/basis
The above condition is necessary in the public interest and reasonable and proportionate having regard to the purposes set out in Regulation 7 of the SRA Authorisation of Individuals Regulations and the regulatory objectives and principles governing regulatory activities as contained in section 28 of the Legal Services Act 2007.