25 November 2019
A flow chart to assist solicitors, registered European lawyers and registered foreign lawyers in deciding whether their employer needs to be authorised under the Legal Services Act.
25 November 2019
These case studies should be read in conjunction with the guidance on Principle 2 - public trust and confidence.
25 November 2019
To highlight areas of concern and the professional obligations of those responsible for the preparation and drafting of wills.
25 November 2019
Understand how and when we may bring criminal proceedings against those we regulate.
25 November 2019
To help you understand our approach towards investigating breaches of our regulatory requirements which relate to the same or similar underlying facts as concurrent civil, regulatory or criminal proceedings.
25 November 2019
To help you understand how we make a first instance decision and how we deal with an application for an internal review of that decision.
25 November 2019
To help you understand when we might agree to a regulatory and disciplinary outcome by way of a Regulatory Settlement Agreement.
25 November 2019
Understand how we approach the requirement to act with honesty found in Principle 4 and the test we apply when deciding if a person has acted dishonestly.
25 November 2019
We explain how we approach the decision to intervene into a solicitor’s firm or practice.
25 November 2019
To help you understand our approach to recovering money due to us as a result of regulatory action and litigation.
