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Showing 100 results for "In-House"


Publishing regulatory and disciplinary decisions - Guidance

Understand the approach we take when deciding whether to publish regulatory and disciplinary decisions on our website.

Effective supervision - Guidance

Guidance for solicitors and firms the SRA regulates that supervise individuals delivering legal services. This includes services delivered by individuals who are not authorised by us.

Sham litigation - Guidance

This guidance aims to bring attention to the potential threat posed by sham litigation within the legal sector, so that lawyers can take appropriate steps to protect themselves and their firms.

Claims management activity - Guidance

This guidance explores professional duties and key risks for solicitors, law firms and their employees when representing clients during claims.

Accountant's report and the exemption to obtain one - Guidance

Understand when the exemption to the requirement to obtain an accountant’s report will apply.

Does my business need to be authorised? - Guidance

This checklist will help you determine if your business requires authorisation.

Topic:

Authorisation

Sanctions regime - firm-wide risk assessments - Guidance

This guidance is aimed to help firms assess your exposure to risks associated with the UK’s sanctions regime.

Client and matter risk assessments - Warning notice

To help you understand your obligations and how to comply with them. We may have regard to it when exercising our regulatory functions

Money missing from client account - Warning notice

Relevant to all firms and individuals we regulate but is particularly relevant to you if you are a manager of a firm or a firm's COFA or COLP.

Publishing complaints procedure - Guidance

The requirements under the Transparency Rules to publish information concerning your complaints procedure.

Topic:

Client care