Guidance search

Showing 100 results for "In-House"


'No win, no fee' and other fee arrangements in high-volume consumer claims - Warning notice

This warning notice is relevant to all firms and individuals we regulate who work in high-volume consumer claims

Topic:

Client care

Conduct in disputes - Guidance

This guidance is to help you understand your obligations and how to comply with them. We will have regard to it when exercising our regulatory functions.

Topic:

Misconduct

How we gather evidence in our regulatory and disciplinary investigations - Guidance

Understand how we gather evidence, the investigatory powers we have to gather evidence and how we can use those powers.

Waivers - Case studies

These case studies should be read in conjunction with the guidance on granting waivers.

Money laundering and terrorist financing suspicious activity reports - Warning notice

This Warning Notice reminds you of some of the key requirements to have in place adequate controls to prevent, detect and report money laundering and to make suspicious activity reports (SARs).

Not for profit sector: summary - Guidance

To help you understand key areas of the SRA’s Standards and Regulations most relevant to working in the Not for profit sector.

Topic:

Authorisation

Complying with Principle 6 - encouraging equality, diversity and inclusion

To help you understand your obligations on equality, diversity and inclusion.

Q&As on the ban of personal injury referral fees - Guidance

Sets out common Q and As on the ban on referral fees in personal injury actions introduced by the Legal Aid, Sentencing and Punishment of Offenders Act 2012.

Topic:

Misconduct

Conflict of interest - Case studies

To be read in conjunction with our conflicts of interest guidance.

Topic:

Misconduct

Employers' duties - Case studies

As an employer you have certain duties under the Solicitors Act. Failure to comply with them can have serious consequences as the solicitor in this case study discovered.

Topic:

Authorisation