25 November 2019
To help you understand changes to the minimum terms and conditions of solicitors’ professional indemnity insurance which came into force in August 2016.
2 March 2020
To help you to understand your obligations in relation to conflicts.
16 February 2023
Questions and answers for SRA-authorised firms that receive client money in the form of fees and disbursements and want to rely on the exemption not to operate a client account.
25 November 2019
Understand the types of joint accounts that you can operate and the records which you will need to keep in order to comply with the SRA Accounts Rules.
25 November 2019
To help you understand your obligations in respect of identifying your client.
25 November 2019
This case study illustrates the serious consequences of failing to advise on the need to obtain independent advice.
31 May 2024
There is a concern that solicitors and firms are engaged in a type of abusive litigation, known as strategic lawsuits against public participation (SLAPPs), on behalf of their clients.
25 November 2019
To highlight areas of concern and the professional obligations of those responsible for the preparation and drafting of wills.
19 June 2026
This Warning Notice reminds you of your legal obligations to make sure that you do not facilitate money laundering or terrorist financing and understand your obligations under the money laundering regulations.
14 December 2022
Understand your obligations and how to comply with them. We will have regard to it when exercising our regulatory functions.
