1 March 2023
Case studies to be read in conjunction with the warning notice on improper use of client account as a banking facility.
16 February 2023
Questions and answers for SRA-authorised firms that receive client money in the form of fees and disbursements and want to rely on the exemption not to operate a client account.
14 December 2022
Understand your obligations and how to comply with them. We will have regard to it when exercising our regulatory functions.
23 November 2022
Under the Immigration and Asylum Act 1999 (IAA) you must be a 'qualified' person to provide immigration and asylum advice and services to the public in England and Wales - explained in this detailed guidance.
1 September 2022
To explain your obligations when you as a legal practitioner are convicted in relation to matters of principle or social conscience.
1 September 2022
Guidance about sexual misconduct allegations for those we regulate and complainants considering reporting allegations of sexual misconduct to us.
1 September 2022
To help explain Principle 5 and the requirement to act with integrity.
9 August 2022
To explain your obligations when undertakings are provided by, or on behalf of, incorporated practices.
9 August 2022
To help you understand what our Standards and Regulations require when acting for clients who are buying leasehold properties and to avoid possible breaches of our requirements.
29 July 2022
Clarifies the position of SRA-authorised firms following the introduction of new regulatory requirements relating to pre-paid funeral plans.
