11 November 2020
To help SRA authorised firms involved in credit related regulated activities understand the application of Part 20 of the Financial Services and Markets Act 2000.
25 November 2019
Understand how we approach the requirement to act with honesty found in Principle 4 and the test we apply when deciding if a person has acted dishonestly.
30 May 2023
A guide for our decision makers to assist them in arriving at an appropriate financial penalty for the individuals and firms we regulate.
14 May 2026
These case studies are formulated to help you consider your professional obligations in circumstances where you are considering terminating a client retainer.
14 May 2026
To clarify the circumstances in which a solicitor or firm may be entitled to terminate an existing client retainer.
25 November 2019
How to write and what to include in a good client care letter.
13 February 2025
How to practise in the UK as a Registered Foreign lawyer
2 May 2023
Case studies to be read in conjunction with the guidance on workplace environment: risks of failing to protect and support colleagues
25 November 2019
When and how to use a third party managed account as an alternative to the use of a client account.
25 November 2019
The following case illustrates how solicitors can facilitate criminal activities by failing to maintain their independence.
