Guidance search

Showing 100 results for "In-House"


Improper use of client account as a banking facility - Case studies

Case studies to be read in conjunction with the warning notice on improper use of client account as a banking facility.

Adequate and appropriate indemnity insurance - Guidance

To help you understand your requirement to take out and maintain professional indemnity insurance that provides adequate and appropriate cover in respect of services you provide.

Investment schemes - Warning notice

This warning notice sets out the dangers of becoming involved in and facilitating dubious investment schemes.

Topic:

Misconduct

Issuing Solicitors Disciplinary Tribunal proceedings - Guidance

To help you understand the approach we take when deciding whether to issue proceedings in the Solicitors Disciplinary Tribunal.

Reporting duties under the SRA Overseas Rules - Case studies

This case study should be read in conjunction with the guidance on reporting duties under the SRA overseas rules.

Topic:

Misconduct

Solicitors warned to attend hearings - Case studies

This case study describes when the High Court threw out a challenge from a solicitor who was struck off in their absence.

Topic:

Misconduct

Unregulated organisations Conflict and confidentiality - Guidance

To help you understand your obligations in relation to conflicts of interest and keeping clients’ information confidential.

Topic:

Misconduct

Can my business be authorised? - Guidance

If your business needs to be authorised to provide legal services, or you have chosen to be authorised, this checklist provides a summary of the eligibility requirements.

Topic:

Authorisation

Statement of our position regarding firms operating a client’s own account - Guidance

Understand in what circumstances under Rule 10 of the SRA Accounts Rules you can operate a client’s own personal bank account as signatory.

Acting with integrity - Guidance

To help explain Principle 5 and the requirement to act with integrity.

Topic:

Misconduct