Guidance search

Showing 100 results for "In-House"


Granting waivers - Guidance

To help you understand the approach we take when deciding whether to grant a waiver from our Standards and Regulations.

Money laundering and terrorist financing - Warning notice

This Warning Notice reminds you of the warning signs of suspicious transactions.

Bogus law firms and identity theft - Warning notice

This warning notice explains the serious risks posed to the public and the profession by criminals who set up bogus law firms or branch offices of genuine law firms.

Topic:

Misconduct

The SRA's approach to hearings - Guidance

This guidance sets out the procedures that we adopt when holding a hearing. In doing so, it aims to promote and support appropriate, transparent and reasoned outcomes.

Meeting our standards for good qualifying work experience - Guidance

Understand how your firm can meet our expected standard when offering qualifying work experience (QWE).

Topic:

Employees

Unsolicited approaches (advertising) to members of the public - Guidance

To explain that although advertising to the public is permitted under our rules, subject to certain conditions, you must also consider your wider obligations under applicable law.

Topic:

Misconduct

How we regulate non-authorised persons - Guidance

How we will regulate you if you are not authorised by us directly but where you are involved in a firm we regulate or work for, or are supervised, by a solicitor.

Multi-disciplinary practices: Regulation of non-reserved legal activity - Guidance

To help you understand how we will regulate reserved and non-reserved legal activity in an MDP.

Topic:

Authorisation

SRA Principle 2: public trust and confidence - Case studies

These case studies should be read in conjunction with the guidance on Principle 2 - public trust and confidence.

Topic:

Misconduct

Mergers, acquisitions and sales of law firms - Warning notice

Relevant to all firms and individuals we regulate who are thinking of or in the process of acquiring other law firms and seeking to sell or merge their law firm with another regulated entity