25 November 2019
To explain your duties to report matters to us under the SRA Overseas and Cross Border Practice Rules.
25 November 2019
To outline certain key considerations for putting matters right when you identify that things have gone wrong through the fault of you or your firm.
25 November 2019
To help you understand your reporting and notification obligations to us.
25 November 2019
These case studies should be read in conjunction with the guidance on granting waivers.
25 November 2019
To help you understand your obligations in respect of identifying your client.
25 November 2019
To help all those we regulate understand their obligations under the Money Laundering Regulations.
25 November 2019
This case study illustrates the serious consequences of failing to advise on the need to obtain independent advice.
25 November 2019
Understand your obligations under the SRA Accounts Rules to keep accurate accounting records relating to the receipt and handling of client money.
25 November 2019
These case studies highlight the importance of information security and the growing risk of cybercrime.
25 November 2019
This case study illustrates the importance of firms and clients following up on unusual communications using independent and established means.
25 November 2019
How to write and what to include in a good client care letter.
25 November 2019
When and how to use a third party managed account as an alternative to the use of a client account.
25 November 2019
This case study illustrates the high level of dependency some clients have on their solicitors and the serious consequences for solicitors who abuse this trust.
25 November 2019
To help you understand key changes introduced by the Insurance Distribution Directive (IDD).
25 November 2019
To help you understand key areas of the SRA’s Standards and Regulations most relevant to working in the Not for profit sector.
25 November 2019
The following case illustrates how solicitors can facilitate criminal activities by failing to maintain their independence.
25 November 2019
Advice to help you if you employ a solicitor and your business is not authorised specifically to provide legal services by a legal services regulator under the Legal Services Act.
25 November 2019
This warning notice explains the serious risks posed to the public and the profession by criminals who set up bogus law firms or branch offices of genuine law firms.
25 November 2019
These case studies will help you understand the Transparency Rules and the requirement to publish prices.
25 November 2019
These case studies illustrate the importance of having a consistent approach to compliance with the money laundering regulations throughout your entire firm.
