Siu Yung Alan
Ma
Solicitor
303548
Decision - Control of practice
Outcome: Condition
Outcome date: 4 February 2025
Published date: 9 July 2025
Firm details
Firm or organisation at time of matters giving rise to outcome
Name: Maxwell Alves & Maxwell Alves Limited
Address(es): 128 Aldersgate Street, Suite 127, London, EC1A 4AE
Firm ID: 570838 & 627754
Outcome details
This outcome was reached by SRA decision.
Decision details
Siu Yung Alan Ma's practising certificate for 2024/2025 is subject to the following conditions:
- Siu Ma shall not act as a sole manager or sole owner of an authorised body.
- Siu Ma may not act as a compliance officer for legal practice (COLP) or compliance officer for finance and administration (COFA) for any authorised body.
- Siu Ma may not practise on his own account under Regulation 10.2(a) or (b) of the SRA Authorisation of Individuals Regulations.
- Siu Ma must not act as a signatory to any client or office account, or have the power to authorise electronic transfers from any client or office account.
In these conditions the terms are as defined in the SRA Glossary.
Reasons/basis
The above conditions are necessary in the public interest. They are reasonable and proportionate having regard to the purposes set out in regulation 7 of the SRA Authorisation of Individuals Regulations, and the regulatory objectives and principles governing regulatory activities as contained in section 28 of the Legal Services Act 2007.
Decision - Control of practice
Outcome: Condition
Outcome date: 10 November 2023
Published date: 15 January 2024
Firm details
Firm or organisation at time of matters giving rise to outcome
Name: Maxwell Alves & Maxwell Alves Limited
Address(es): 128 Aldersgate Street Suite 127 LONDON EC1A 4AE
Firm ID: 570838 & 627754
Outcome details
This outcome was reached by SRA decision.
Decision details
Siu Yung Alan Ma’s practising certificate for 2023 / 2024 is subject to the following conditions:
- Siu Ma shall not act as a sole manager or sole owner of an authorised body.
- Siu Ma may not act as a compliance officer for legal practice (COLP) or compliance officer for finance and administration (COFA) for any authorised body.
- Siu Ma may not practise on his own account under Regulation 10.2(a) or (b) of the SRA Authorisation of Individuals Regulations.
- Siu Ma must not act as a signatory to any client or office account, or have the power to authorise electronic transfers from any client or office account.
In these conditions the terms are as defined in the SRA Glossary.