19 June 2026
This Warning Notice reminds you of your legal obligations to make sure that you do not facilitate money laundering or terrorist financing and understand your obligations under the money laundering regulations.
19 June 2026
Understand how firms subject to the money laundering regulations must comply with the requirement to have a firm wide risk assessment under regulation 18.
19 June 2026
This guidance is to help you understand your obligations and how to comply with them. We will have regard to it when exercising our regulatory functions
19 June 2026
This Warning Notice reminds you of the warning signs of suspicious transactions.
19 June 2026
To help you understand your obligations and how to comply with them. We may have regard to it when exercising our regulatory functions
12 June 2026
Guidance for solicitors and firms the SRA regulates that supervise individuals delivering legal services. This includes services delivered by individuals who are not authorised by us.
2 June 2026
To help you understand what we expect you to do when you are concerned about actions taken or decisions made by your organisation.
28 May 2026
To help you understand how we will regulate reserved and non-reserved legal activity in an MDP.
14 May 2026
To clarify the circumstances in which a solicitor or firm may be entitled to terminate an existing client retainer.
14 May 2026
These case studies are formulated to help you consider your professional obligations in circumstances where you are considering terminating a client retainer.
