9 August 2022
To explain your obligations when undertakings are provided by, or on behalf of, incorporated practices.
25 November 2019
This case study illustrates the high level of dependency some clients have on their solicitors and the serious consequences for solicitors who abuse this trust.
29 September 2021
Understand your obligations around confirming qualifying work experience (QWE) and how to comply with them. We may have regard to it when exercising our regulatory functions.
25 November 2019
Understand how and when we may bring criminal proceedings against those we regulate.
25 November 2019
These case studies explain when firms must keep us informed if they are having difficulties obtaining professional indemnity insurance during the renewal period.
25 September 2023
How to prevent financial crime, understand the UK's proceeds of crime regime and what you need to do to comply with it.
4 May 2023
Guidance on our approach where we consider that individuals and firms have failed to take appropriate steps to look after colleagues' wellbeing.
25 November 2019
These case studies will help you understand the Transparency Rules and the requirement to publish prices.
1 March 2023
How to prevent your firm’s client bank account being improperly used as a banking facility.
15 August 2024
This guidance will help you to understand what we expect when you represent clients during these claims.
