25 November 2019
This case study illustrates the high level of dependency some clients have on their solicitors and the serious consequences for solicitors who abuse this trust.
25 November 2019
This case study illustrates the serious consequences of failing to advise on the need to obtain independent advice.
25 November 2019
These case studies illustrate the importance of having a consistent approach to compliance with the money laundering regulations throughout your entire firm.
25 November 2019
When and how to use a third party managed account as an alternative to the use of a client account.
25 November 2019
The following case illustrates how solicitors can facilitate criminal activities by failing to maintain their independence.
25 November 2019
This case study illustrates the importance of firms and clients following up on unusual communications using independent and established means.
25 November 2019
To help all those we regulate understand their obligations under the Money Laundering Regulations.
25 November 2019
As an employer you have certain duties under the Solicitors Act. Failure to comply with them can have serious consequences as the solicitor in this case study discovered.
25 November 2019
This case study describes when the High Court threw out a challenge from a solicitor who was struck off in their absence.
25 November 2019
To help you understand key areas of the SRA’s Standards and Regulations most relevant to working in the Not for profit sector.
29 October 2019
To be read in conjunction with our conflicts of interest guidance.
12 September 2019
This case study should be read in conjunction with the guidance on adequate and appropriate indemnity insurance.
23 July 2019
This case study should be read in conjunction with the guidance on acting with integrity.
8 August 2016
We operate a fund for making grants to people whose money has been stolen, misappropriated, has not been accounted for by a regulated person or those who have suffered a loss against which a regulated person should have been insured under our rules, but was not.
