HOLE & PUGSLEY
SRA-regulated firm
- Head office address
- TIVERTON View contact details
- Website
- www.hole-pugsley.co.uk
- Type of firm
- Recognised body since 01/11/2011, authorised for all legal services
- Regulator
- Solicitors Regulation Authority
- SRA number
- 51372
- Regulatory record
- Show regulatory record
We set the rules for this firm. There are benefits and protections for customers of SRA-regulated firms.
Important information
- The firm can provide all types of law, including reserved legal activities
- Everyone working in this firm must follow our rules
- If things go wrong, the firm must have insurance cover
- If things go wrong and your money is lost, our compensation fund may be able to reimburse you
- If things go wrong we may be able to get your documents and money back
These are the SRA-regulated people in this organisation.
-
Charles Follett Pugsley
SRA-regulated solicitor, not practising
Works at HOLE & PUGSLEY
-
Dean Willdigg
SRA-regulated solicitor
Works at HOLE & PUGSLEY
-
FAYE MARY ALICE WARD
SRA-regulated solicitor
Works at HOLE & PUGSLEY
-
Morwenna Jane Pugsley
SRA-regulated solicitor
Works at HOLE & PUGSLEY
-
Richard James Lutley Pugsley
SRA-regulated solicitor
Works at HOLE & PUGSLEY
Areas of law shows the sort of work this firm does. Reserved activities lists the special legal jobs this firm can do because we regulate it as a law practice.
DECISION HISTORY
This section gives the disciplinary and regulatory decisions published under our decision publication policy.
Decision - Fined
Outcome: Fine
Outcome date: 25 May 2021
Published date: 6 July 2021
Firm details
No detail provided:
Outcome details
This outcome was reached by SRA decision.
Decision details
DISCIPLINARY DECISION FOR PUBLICATION
Hole & Pugsley is a recognised body whose principal office is at 6 St. Peter Street Tiverton EX16 6NX.
On 26 June 2017, the Money Laundering, Terrorist Financing and Transfer of Funds (information on the Payer) Regulations 2017 (MLRs 2017) came into force. Law firms who carry out certain work must comply with the MLRs 2017. Those firms must carry out a risk assessment to identify and assess the business’s risks of money laundering and terrorist financing (the firm-wide risk assessment).
The SRA asked all those firms to complete a declaration to confirm that they have a compliant anti-money laundering firm-wide risk assessment by 31 January 2020.
Hole & Pugsley failed to provide the declaration until 21 April 2021, in breach of rules 2.1(a) and 3.3(a) of the SRA Code of Conduct for Firms.
Hole & Pugsley was directed to pay a financial penalty of £800 and ordered to pay costs of £600.