25 November 2019
This case study should be read in conjunction with the guidance on reporting duties under the SRA overseas rules.
25 November 2019
To outline certain key considerations for putting matters right when you identify that things have gone wrong through the fault of you or your firm.
25 November 2019
To help you understand your reporting and notification obligations to us.
25 November 2019
These case studies should be read in conjunction with the guidance on granting waivers.
25 November 2019
To help you understand your obligations in respect of identifying your client.
25 November 2019
Case studies to be read in conjunction with the Regulation of consumer credit activities toolkit.
25 November 2019
To help you understand key changes introduced by the Insurance Distribution Directive (IDD).
25 November 2019
This checklist will help you determine if your business requires authorisation.
25 November 2019
Understand your obligations under the SRA Accounts Rules to keep accurate accounting records relating to the receipt and handling of client money.
25 November 2019
How to write and what to include in a good client care letter.
25 November 2019
These case studies explain when firms must keep us informed if they are having difficulties obtaining professional indemnity insurance during the renewal period.
25 November 2019
Advice to help you if you employ a solicitor and your business is not authorised specifically to provide legal services by a legal services regulator under the Legal Services Act.
25 November 2019
These case studies highlight the importance of information security and the growing risk of cybercrime.
25 November 2019
This warning notice reminds you of your obligations if you have referral arrangements for personal injury work.
25 November 2019
Understand your obligations to give information to external clients when your employer is not authorised by us or any other approved regulator.
25 November 2019
This warning notice explains the serious risks posed to the public and the profession by criminals who set up bogus law firms or branch offices of genuine law firms.
25 November 2019
Understand the types of joint accounts that you can operate and the records which you will need to keep in order to comply with the SRA Accounts Rules.
25 November 2019
These case studies will help you understand the Transparency Rules and the requirement to publish prices.
25 November 2019
Understand when the exemption to the requirement to obtain an accountant’s report will apply.
25 November 2019
To help you understand the circumstances in which you must have a practising certificate.
