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  3. SRA Handbook
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  • Welcome
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  • Introduction
  • Principles
    • Preamble
    • Principles [1-2]
    • Principles - application provisions [3-6]
    • Transitional provisions [7]
    • Interpretation [8]
  • Code of Conduct
    • Introduction to the Code of Conduct
    • You and your client [1-6]
    • You and your business [7-9]
    • You and your regulator [10]
    • You and others [11-12]
    • Application, waivers and interpretation [13-15]
  • Accounts Rules
    • Preamble
    • Introduction
    • General [1-12]
    • Client money and operation of a client account [13-21]
    • Interest [22-25]
    • Accounting systems and records [26-30]
    • Monitoring and investigation by the SRA [31]
    • Accountants' reports [32-46]
    • Practice as an REL from an office in England and Wales of an Exempt European Practice [47-52]
    • Transitional provisions [deleted]
    • Appendix 1
    • Appendix 2
    • Appendix 3
    • Appendix 4
    • Appendix 5
  • Authorisation and Practising Requirements
    • Practice Framework Rules
      • Introduction
      • Framework of practice [1-7]
        • Solicitors [1]
        • RELs [2]
        • RFLs [3]
        • In-house practice [4]
          • Authorised bodies [5]
          • Managers and employees authorised by another approved regulator [6]
          • Managers and employees who are not lawyers [7]
        • Rights of practice [8-12]
        • Formation and eligibility criteria for recognised bodies and licensed bodies [13-18]
        • Compliance with practice requirements [19-22]
        • Interpretation [23]
      • Authorisation Rules
      • Practising Regulations
      • Keeping of the Roll Regulations
      • Qualification and Provider Regulations
      • Admission Regulations
      • QLTS Regulations
      • HRA Regulations
      • Suitability Test
      • QASA Regulations
      • SRA Transparency Rules
    • Client Protection
      • Indemnity Insurance Rules
      • Indemnity Enactment Rules
      • Indemnity Rules
      • Compensation Fund Rules
      • Intervention Powers (Statutory Trust) Rules
    • Discipline and Costs Recovery
      • Disciplinary Procedure Rules
      • Cost of Investigations Regulations
    • Overseas Rules
      • SRA Overseas Rules 2013
    • Specialist Services
      • European Cross-border Practice Rules
      • Financial Services (Conduct of Business) Rules
      • Financial Services (Scope) Rules
      • Property Selling Rules
    • Glossary
      • Introduction and Preamble
      • General [1-3]

    The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.

    SRA Handbook

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    Resources: In-house practice

    The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.

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