Procedures and adjudication
We set out below some of our key decision making procedures and current policies. These are in the course of being reviewed and will be updated in due course.
- SRA Handbook
- Guidance
- Investigation and enforcement
- Firm-based authorisation
- Qualified Lawyers Transfer
- Supervision
- Resources
- Good standing and certificates
- Standards and Regulations
- Who we are
- Finding and using a solicitor
- Check a solicitor's record
- Problems with a solicitor
- Scam alerts
- Welcome
- Introduction
- Principles
- Code of Conduct
- Accounts Rules
- Authorisation and Practising Requirements
- Client Protection
- Discipline and Costs Recovery
- Overseas Rules
- Specialist Services
- Glossary
- Ethics guidance
- Warning notices
- Financial Services
- Case studies
- Fraud and dishonesty
- Professional indemnity
- Waivers
- Anti Money Laundering authorisation
- Where a sole practitioner has died
- For partnership
- For COLP/COFA
- Qualified reports
- Period end change
- Waiver from obligation to obtain accountant's report
- Third party managed accounts
- Solicitor/REL/RFL manager/owner
- Financial services and your firm
- Deemed approved compliance officer
- Authorised Body manager/owner
- Succession
- LDP to licensed body
- Late reports
- Firm closures
- Legal entity change
- Change of accountant
- 'Cease to hold' report
- New firm application
- Individual manager/owner
- Entity manager/owner
- Compliance officer approval
- Accountant's report waiver
- Accountants' reports
- Temporary emergency authorisation
- Existing firms applications
- How we make authorisation decisions
- Manager/owner approval
- Deemed approved manager/owner
- Transparency
- Your health, your career
- COLPs and COFAs
- RELs and RFLs
- Continuing competence and accreditation
- Certificate of good standing
- Certificate of attestation
- Replacement admission certificate
- Firm letter of regulatory standing
- Extract from the roll
- FAQs
- How we regulate
- What you can expect from us
- Who we are and what we do
- Yr hyn y gallwch ei ddisgwyl gennym
- Finding a solicitor
- Law firm search
- What to expect
- Get the best from your solicitor
- Costs and legal aid
- Legal jargon explained
- Help with searching
- Approval denied
- Sanctions
- Employee decision
- Agreements
- Closures
- Controls
- Prosecutions
- Our approach to publication
- Recent decisions
- Report a solicitor
- A solicitor has closed down
- A solicitor owes you money
- Recognising fraud and dishonesty
- Law firms with financial problems
- Student information pack
- Legal Practice Course information pack
- FAQs for students
- Q&A on the Solicitor Apprenticeship
- Q&A for education providers
- Equivalent Means
- Fees schedule
- Routes to admission
- Pre-admission applicant screening
- Admission forms and fees
- Admission dates
- Before and after admission
- mySRA activation
- FAQs
- FAQs for training providers
- FAQs for trainees
- Authorised training provider information pack
- Professional Skills Course information pack
- Trainee information pack
- Our work on diversity
- Diversity in the profession
- Reports about diversity
- Diversity policies
- Diversity in the SRA
- Archive
- Standard conditions of contract
- Privacy, data and information
- Terms and conditions of service
- Privacy notice
- Costs statement
- Information we publish
- Transparency
- Information sharing
- Memoranda of understanding
- Litigation panel tender
- Disclosure - our approach
- Our charter
- Our management
- Our Board and committees
- What we do
- Research and reports
- Managing our records
- About us
- Decision making
- Procedures and adjudication