The index will help you find rules and regulations based on the topics they address.
Index of SRA Standards and Regulations
- SRA Accounts Rules - Application section
- SRA Accounts Rules - Client account
- SRA Accounts Rules - Client accounting systems and controls
- SRA Accounts Rules - Client money
- SRA Accounts Rules - Client money must be kept separate
- SRA Accounts Rules - Duty to correct breaches upon discovery
- SRA Accounts Rules - Obtaining and delivery of accountants' reports
- SRA Accounts Rules - Operation of a client's own account
- SRA Accounts Rules - Operation of a client's own account
- SRA Accounts Rules - Operation of joint accounts
- SRA Accounts Rules - Payment of interest
- SRA Accounts Rules - Storage and retention of accounting records
- SRA Accounts Rules - Third party managed accounts
- SRA Accounts Rules - Withdrawals from client account
- SRA Code of Conduct for Firms - Client money and assets
- SRA Code of Conduct for Solicitors, RELs and RFLs - Client money and assets
- SRA Financial Services (Conduct of Business) Rules - Application
- SRA Financial Services (Conduct of Business) Rules - Communication and disclosure
- SRA Financial Services (Conduct of Business) Rules - Cross-selling requirements where insurance is the ancillary product
- SRA Financial Services (Conduct of Business) Rules - Demands and needs
- SRA Financial Services (Conduct of Business) Rules - Execution of transactions
- SRA Financial Services (Conduct of Business) Rules - General information to be provided
- SRA Financial Services (Conduct of Business) Rules - Professional and organisational requirements
- SRA Financial Services (Conduct of Business) Rules - Record of commissions
- SRA Financial Services (Conduct of Business) Rules - Records of transactions
- SRA Financial Services (Conduct of Business) Rules - Remuneration and the client's best interests
- SRA Financial Services (Conduct of Business) Rules - Remuneration disclosure
- SRA Financial Services (Conduct of Business) Rules - Retention of records
- SRA Financial Services (Conduct of Business) Rules - Safekeeping of clients' investments
- SRA Financial Services (Conduct of Business) Rules - Scope of service
- SRA Financial Services (Conduct of Business) Rules - Use of intermediaries
- SRA Financial Services (Scope) Rules - Basic Conditions
- SRA Financial Services (Scope) Rules - Corporate finance
- SRA Financial Services (Scope) Rules - Credit-related regulated financial services activities
- SRA Financial Services (Scope) Rules - Insurance distribution activities
- SRA Financial Services (Scope) Rules - Prohibited activities
- SRA Overseas and Cross-border Practice Rules - Dealings with client money
- SRA Statutory Trust Rules - Distribution of beneficial entitlements
- SRA Statutory Trust Rules - Holding statutory trust monies
- SRA Statutory Trust Rules - Identifying beneficial entitlements
- SRA Statutory Trust Rules - Interim payments
- SRA Statutory Trust Rules - Minimum level of funds
- SRA Statutory Trust Rules - Residual balances
- SRA Statutory Trust Rules - Shortfall in statutory trust account
- The prescribed circumstances in which you can withdraw client money from client account to pay to a charity of your choice - Additional guidance
- The prescribed circumstances in which you can withdraw client money from client account to pay to a charity of your choice - Prescribed circumstances under Rule 5.1 (c)
- The prescribed organisations and terms under which Solicitors, RELs and RFLs are allowed to hold client money in their own name - Client account
- The prescribed organisations and terms under which Solicitors, RELs and RFLs are allowed to hold client money in their own name - Client accounting systems and controls
- The prescribed organisations and terms under which Solicitors, RELs and RFLs are allowed to hold client money in their own name - Client money
- The prescribed organisations and terms under which Solicitors, RELs and RFLs are allowed to hold client money in their own name - Client money must be kept separate
- The prescribed organisations and terms under which Solicitors, RELs and RFLs are allowed to hold client money in their own name - Duty to correct breaches after discovery
- The prescribed organisations and terms under which Solicitors, RELs and RFLs are allowed to hold client money in their own name - Duty to correct breaches after discovery
- The prescribed organisations and terms under which Solicitors, RELs and RFLs are allowed to hold client money in their own name - Obtaining and delivery of accountants' reports
- The prescribed organisations and terms under which Solicitors, RELs and RFLs are allowed to hold client money in their own name - Payment of Interest
- The prescribed organisations and terms under which Solicitors, RELs and RFLs are allowed to hold client money in their own name - Withdrawals from client account
- SRA Assessment of Character and Suitability Rules - Aggravating and mitigating factors
- SRA Assessment of Character and Suitability Rules - Application
- SRA Assessment of Character and Suitability Rules - Criminal conduct
- SRA Assessment of Character and Suitability Rules - Disclosure and evidential requirements
- SRA Assessment of Character and Suitability Rules - Other conduct and behaviour
- SRA Authorisation of Individuals Regulations - Admission of qualified lawyers
- SRA Authorisation of Individuals Regulations - Application for admission
- SRA Authorisation of Individuals Regulations - Determination of applications
- SRA Authorisation of Individuals Regulations - Eligibility for admission
- SRA Authorisation of Individuals Regulations - Eligibility for admission of qualified lawyers
- SRA Authorisation of Individuals Regulations - Eligibility requirements
- SRA Authorisation of Individuals Regulations - Eligibility requirements
- SRA Application, Notice, Review and Appeal Rules - Applications
- SRA Application, Notice, Review and Appeal Rules - Firm authorisation
- SRA Application, Notice, Review and Appeal Rules - Firm authorisation
- SRA Application, Notice, Review and Appeal Rules - Firm authorisation
- SRA Application, Notice, Review and Appeal Rules - Individual authorisation
- SRA Application, Notice, Review and Appeal Rules - Individual Authorisation
- SRA Application, Notice, Review and Appeal Rules - Individual Authorisation
- SRA Assessment of Character and Suitability Rules - Application
- SRA Assessment of Character and Suitability Rules - Assessment
- SRA Authorisation of Firms Rules - Approval of role holders
- SRA Authorisation of Firms Rules - Authorisation decision
- SRA Authorisation of Firms Rules - Conditions
- SRA Authorisation of Firms Rules - Duration of authorisation
- SRA Authorisation of Firms Rules - Eligibility
- SRA Authorisation of Firms Rules - Information return and notification events
- SRA Authorisation of Firms Rules - Loss of eligibility
- SRA Authorisation of Firms Rules - Management, control, and supervision
- SRA Authorisation of Firms Rules - Modification of terms and conditions
- SRA Authorisation of Firms Rules - Temporary emergency authorisation or approval
- SRA Code of Conduct for Solicitors, RELs and RFLs - Other business requirements
- SRA Financial Services (Scope) Rules - Application
- SRA Transparency Rules - Regulatory information
- SRA Code of Conduct for Firms - Service and competence
- SRA Code of Conduct for Solicitors, RELs and RFLs - Client information and publicity
- SRA Code of Conduct for Solicitors, RELs and RFLs - Complaints handling
- SRA Code of Conduct for Solicitors, RELs and RFLs - Cooperation and accountability
- SRA Code of Conduct for Solicitors, RELs and RFLs - Service and competence
- SRA Financial Services (Conduct of Business) Rules - Execution-only business
- SRA Financial Services (Conduct of Business) Rules - General information to be provided
- SRA Financial Services (Conduct of Business) Rules - Insurance product information document and appropriate information
- SRA Financial Services (Conduct of Business) Rules - Means of communication to clients
- SRA Financial Services (Conduct of Business) Rules - Scope of service
- SRA Financial Services (Conduct of Business) Rules - Status disclosure
- SRA Transparency Rules - Complaints information
- SRA Transparency Rules - Costs information
- SRA Transparency Rules - Publication
- SRA Transparency Rules - Regulatory information
- SRA Assessment of Character and Suitability Rules - Application
- SRA Assessment of Character and Suitability Rules - Assessment
- SRA Authorisation of Firms Rules - Approval of role holders
- SRA Authorisation of Firms Rules - Compliance officers
- SRA Authorisation of Firms Rules - Temporary emergency authorisation or approval
- SRA Code of Conduct for Firms - Compliance and business systems
- SRA Code of Conduct for Firms - Compliance officers
- SRA Code of Conduct for Solicitors, RELs and RFLs - Cooperation and accountability
- SRA Compensation Fund Rules (Archived) - Application and time limit
- SRA Compensation Fund Rules (Archived) - Apportionment and multi-party issues
- SRA Compensation Fund Rules (Archived) - Conduct of the applicant and contribution to loss
- SRA Compensation Fund Rules (Archived) - Costs
- SRA Compensation Fund Rules (Archived) - Deduction from grants
- SRA Compensation Fund Rules (Archived) - Defaulting practitioners
- SRA Compensation Fund Rules (Archived) - Eligibility for a grant
- SRA Compensation Fund Rules (Archived) - Foreign lawyers
- SRA Compensation Fund Rules (Archived) - Fund of last resort
- SRA Compensation Fund Rules (Archived) - Grants in respect of statutory trusts
- SRA Compensation Fund Rules (Archived) - Grants to defaulting practitioners
- SRA Compensation Fund Rules (Archived) - Grants which may be made from the Fund
- SRA Compensation Fund Rules (Archived) - Interest
- SRA Compensation Fund Rules (Archived) - Losses outside the remit of the Fund
- SRA Compensation Fund Rules (Archived) - Maintenance of and contributions to the Fund
- SRA Compensation Fund Rules (Archived) - Maximum grant
- SRA Compensation Fund Rules (Archived) - Notice to defaulting practitioner
- SRA Compensation Fund Rules (Archived) - Recovery and subrogation
- SRA Compensation Fund Rules (Archived) - Refusal of an application
- SRA Compensation Fund Rules (Archived) - The object of the Fund
- SRA Compensation Fund Rules 2021 - Application and time limit
- SRA Compensation Fund Rules 2021 - Apportionment and multi-party issues
- SRA Compensation Fund Rules 2021 - Capping payments of multiple applications
- SRA Compensation Fund Rules 2021 - Conduct of the applicant and contribution to loss
- SRA Compensation Fund Rules 2021 - Defaulting practitioners
- SRA Compensation Fund Rules 2021 - Eligibility for a grant
- SRA Compensation Fund Rules 2021 - Eligibility for a grant
- SRA Compensation Fund Rules 2021 - Foreign lawyers
- SRA Compensation Fund Rules 2021 - Grants in respect of statutory trusts
- SRA Compensation Fund Rules 2021 - Grants to defaulting practitioners
- SRA Compensation Fund Rules 2021 - Grants which may be made from the Fund
- SRA Compensation Fund Rules 2021 - Interest
- SRA Compensation Fund Rules 2021 - Losses outside the remit of the Fund
- SRA Compensation Fund Rules 2021 - Maintenance of and contributions to the Fund
- SRA Compensation Fund Rules 2021 - Maximum grant
- SRA Compensation Fund Rules 2021 - Notice to defaulting practitioner
- SRA Compensation Fund Rules 2021 - Recovery and subrogation
- SRA Compensation Fund Rules 2021 - Refusal of an application
- SRA Compensation Fund Rules 2021 - Residual discretion and fund of last resort
- SRA Application, Notice, Review and Appeal Rules - Miscellaneous
- SRA Application, Notice, Review and Appeal Rules - Regulatory and Disciplinary
- SRA Application, Notice, Review and Appeal Rules - Regulatory and Disciplinary
- SRA Regulatory and Disciplinary Procedure Rules - Applications for termination of certain orders
- SRA Regulatory and Disciplinary Procedure Rules - Applications to the tribunal
- SRA Regulatory and Disciplinary Procedure Rules - Assessing reports
- SRA Regulatory and Disciplinary Procedure Rules - Consideration by authorised decision makers
- SRA Regulatory and Disciplinary Procedure Rules - Costs
- SRA Regulatory and Disciplinary Procedure Rules - Decisions to disqualify a person
- SRA Regulatory and Disciplinary Procedure Rules - Decisions to impose a financial penalty
- SRA Regulatory and Disciplinary Procedure Rules - Disclosure and publication
- SRA Regulatory and Disciplinary Procedure Rules - Evidential and procedural matters
- SRA Regulatory and Disciplinary Procedure Rules - Fixed financial penalties
- SRA Roll, Registers and Publication Regulations - General provisions
- SRA Authorisation of Firms Rules - Apportionment of periodical fees on succession
- SRA Authorisation of Firms Rules - Payment of periodical fees
- SRA Code of Conduct for Solicitors, RELs and RFLs - Referrals, introductions and separate businesses
- SRA Financial Services (Conduct of Business) Rules - Appropriation of payments
- SRA Financial Services (Conduct of Business) Rules - Fee disclosure: additional requirements
- SRA Transparency Rules - Costs information
- SRA Application, Notice, Review and Appeal Rules - Education, Training and Assessment providers
- SRA Education, Training and Assessment Provider Regulations - Authorised training providers
- SRA Education, Training and Assessment Provider Regulations - Education providers
- SRA Education, Training and Assessment Provider Regulations - Higher rights of audience assessment providers
- SRA Education, Training and Assessment Provider Regulations - Monitoring and inspection
- SRA Education, Training and Assessment Provider Regulations - Police Station Representative Accreditation Scheme assessment providers
- SRA Education, Training and Assessment Provider Regulations - Police Station Representative Accreditation Scheme assessment providers
- SRA Education, Training and Assessment Provider Regulations - Requirements for authorised training providers
- SRA Education, Training and Assessment Provider Regulations - Transitional provisions
- SRA Authorisation of Firms Rules - Approval of role holders
- SRA Authorisation of Firms Rules - Effect of authorisation
- SRA Authorisation of Firms Rules - Eligibility
- SRA Authorisation of Firms Rules - Restrictions on services provided by a recognised body or recognised sole practice
- SRA Authorisation of Individuals Regulations - Practising on your own
- SRA Code of Conduct for Firms - Managers in SRA authorised firms
- SRA Financial Services (Conduct of Business) Rules - Application
- SRA Overseas and Cross-border Practice Rules - Cross-border Practice Rules
- SRA Application, Notice, Review and Appeal Rules - Appeals to the High Court or Tribunal
- SRA Application, Notice, Review and Appeal Rules - Applications
- SRA Application, Notice, Review and Appeal Rules - Decisions on review
- SRA Application, Notice, Review and Appeal Rules - Miscellaneous
- SRA Application, Notice, Review and Appeal Rules - Notices
- SRA Application, Notice, Review and Appeal Rules - Power to conduct a review
- SRA Application, Notice, Review and Appeal Rules - Taking effect of decisions subject to review or appeal
- SRA Authorisation of Firms Rules - Annex 2: Professional services
- SRA Authorisation of Individuals Regulations - Commencement, revocation, and transitional provisions
- SRA Authorisation of Individuals Regulations - Commencement, revocation, and transitional provisions
- SRA Authorisation of Individuals Regulations - Financial services activities
- SRA Authorisation of Individuals Regulations - Higher rights of audience
- SRA Authorisation of Individuals Regulations - Regulated claims management activities
- SRA Code of Conduct for Firms - Applicable standards in the SRA Code of Conduct for Solicitors, RELs and RFLs
- SRA Code of Conduct for Firms - Cooperation and accountability
- SRA Code of Conduct for Firms - Maintaining trust and acting fairly
- SRA Code of Conduct for Solicitors, RELs and RFLs - Client identification
- SRA Code of Conduct for Solicitors, RELs and RFLs - Dispute resolution and proceedings before courts, tribunals and inquiries
- SRA Financial Services (Conduct of Business) Rules - Consumer credit guidance
- SRA Financial Services (Conduct of Business) Rules - Disclosure of information
- SRA Financial Services (Conduct of Business) Rules - Exclusions for large risks
- SRA Financial Services (Conduct of Business) Rules - Regulated credit agreements
- SRA Overseas and Cross-border Practice Rules - Overseas Principles
- SRA Principles - SRA Principles
- SRA Principles - SRA Principles
- SRA Roll, Registers and Publication Regulations - Information in respect of authorised bodies
- SRA Roll, Registers and Publication Regulations - Publication of information
- SRA Statutory Trust Rules - Claimants to money
- SRA Statutory Trust Rules - Verification of claims
- SRA Authorisation of Individuals Regulations - Academic stage
- SRA Authorisation of Individuals Regulations - Apprenticeships
- SRA Authorisation of Individuals Regulations - Eligibility for admission of qualified lawyers
- SRA Authorisation of Individuals Regulations - Eligibility requirements
- SRA Authorisation of Individuals Regulations - Qualifying work experience
- SRA Authorisation of Individuals Regulations - Vocational stage
- SRA Authorisation of Firms Rules - Restrictions on employment and remuneration of certain individuals
- SRA Compensation Fund Rules (Archived) - Apportionment and multi-party issues
- SRA Compensation Fund Rules (Archived) - Costs
- SRA Compensation Fund Rules (Archived) - Foreign lawyers
- SRA Compensation Fund Rules (Archived) - Grants to defaulting practitioners
- SRA Compensation Fund Rules (Archived) - Grants which may be made from the Fund
- SRA Compensation Fund Rules (Archived) - Losses outside the remit of the Fund
- SRA Compensation Fund Rules (Archived) - Maintenance of and contributions to the Fund
- SRA Compensation Fund Rules (Archived) - Notice to defaulting practitioner
- SRA Compensation Fund Rules (Archived) - Recovery and subrogation
- SRA Compensation Fund Rules (Archived) - The object of the Fund
- SRA Compensation Fund Rules 2021 - Apportionment and multi-party issues
- SRA Compensation Fund Rules 2021 - Foreign lawyers
- SRA Compensation Fund Rules 2021 - Grants to defaulting practitioners
- SRA Compensation Fund Rules 2021 - Grants which may be made from the Fund
- SRA Compensation Fund Rules 2021 - Losses outside the remit of the Fund
- SRA Compensation Fund Rules 2021 - Maintenance of and contributions to the Fund
- SRA Compensation Fund Rules 2021 - Notice to defaulting practitioner
- SRA Compensation Fund Rules 2021 - Recovery and subrogation
- SRA Compensation Fund Rules 2021 - Residual discretion and fund of last resort
- SRA Code of Conduct for Solicitors, RELs and RFLs - Other business requirements
- SRA Indemnity Fund (Enactment) Rules - Authority
- SRA Indemnity Fund (Enactment) Rules - Authority
- SRA Indemnity Fund (Enactment) Rules - Commencement and application
- SRA Indemnity Fund (Enactment) Rules - Commencement and application
- SRA Indemnity Fund (Enactment) Rules - Commencement and application
- SRA Indemnity Fund (Enactment) Rules - Commencement and application
- SRA Indemnity Fund Rules - Application of the Rules
- SRA Indemnity Fund Rules - Arbitration
- SRA Indemnity Fund Rules - Authority
- SRA Indemnity Fund Rules - Citation
- SRA Indemnity Fund Rules - Conditions
- SRA Indemnity Fund Rules - Decisions by the Society
- SRA Indemnity Fund Rules - Definitions and interpretation
- SRA Indemnity Fund Rules - Establishment and maintenance of fund
- SRA Indemnity Fund Rules - Exclusions from cover
- SRA Indemnity Fund Rules - Indemnity
- SRA Indemnity Fund Rules - Indemnity limit
- SRA Indemnity Fund Rules - Indemnity Periods before 1 September 1987
- SRA Indemnity Fund Rules - Maintenance and termination of the fund
- SRA Indemnity Fund Rules - Maintenance and termination of the fund
- SRA Indemnity Fund Rules - Manner of indemnity
- SRA Indemnity Fund Rules - Maximum liability of the Indemnity Fund
- SRA Indemnity Fund Rules - Power to require contributions
- SRA Indemnity Fund Rules - Powers of the SRA
- SRA Indemnity Fund Rules - Scope of indemnity
- SRA Indemnity Fund Rules - Source of indemnity
- SRA Indemnity Fund Rules - Use of information
- SRA Indemnity Fund Rules - Waivers
- SRA Indemnity Insurance Rules - Adequate and appropriate insurance
- SRA Indemnity Insurance Rules - Application
- SRA Indemnity Insurance Rules - Details of participating insurer
- SRA Indemnity Insurance Rules - Insolvency of participating insurer
- SRA Indemnity Insurance Rules - Monitoring
- SRA Indemnity Insurance Rules - Obligation to effect insurance
- SRA Indemnity Insurance Rules - RELs
- SRA Indemnity Insurance Rules - Responsibility
- SRA Indemnity Insurance Rules - Special provisions for RELs
- SRA Indemnity Insurance Rules - SRA Minimum Terms and Conditions of Professional Indemnity Insurance
- SRA Indemnity Insurance Rules - SRA Minimum Terms and Conditions of Professional Indemnity Insurance
- SRA Indemnity Insurance Rules - Transitionals and savings
- SRA Indemnity Insurance Rules - Use of information
- SRA Indemnity Rules 2012 (Archived) - Application of the Rules
- SRA Indemnity Rules 2012 (Archived) - Arbitration
- SRA Indemnity Rules 2012 (Archived) - Authority
- SRA Indemnity Rules 2012 (Archived) - Citation
- SRA Indemnity Rules 2012 (Archived) - Conditions
- SRA Indemnity Rules 2012 (Archived) - Decisions by the Society
- SRA Indemnity Rules 2012 (Archived) - Definitions and interpretation
- SRA Indemnity Rules 2012 (Archived) - Establishment and maintenance of fund
- SRA Indemnity Rules 2012 (Archived) - Exclusions from cover
- SRA Indemnity Rules 2012 (Archived) - Indemnity
- SRA Indemnity Rules 2012 (Archived) - Indemnity limit
- SRA Indemnity Rules 2012 (Archived) - Indemnity Periods before 1 September 1987
- SRA Indemnity Rules 2012 (Archived) - Maintenance and termination of the fund
- SRA Indemnity Rules 2012 (Archived) - Manner of indemnity
- SRA Indemnity Rules 2012 (Archived) - Maximum liability of the fund
- SRA Indemnity Rules 2012 (Archived) - Power to require contributions
- SRA Indemnity Rules 2012 (Archived) - Powers of the Society
- SRA Indemnity Rules 2012 (Archived) - Scope of indemnity
- SRA Indemnity Rules 2012 (Archived) - Source of indemnity
- SRA Indemnity Rules 2012 (Archived) - Use of information
- SRA Indemnity Rules 2012 (Archived) - Waivers
- SRA Assessment of Character and Suitability Rules - Application
- SRA Assessment of Character and Suitability Rules - Disclosure and evidential requirements
- SRA Authorisation of Individuals Regulations - Determination of applications
- SRA Authorisation of Individuals Regulations - Eligibility requirements
- SRA Authorisation of Individuals Regulations - European Communities (Lawyer’s Practice) Regulations 2000
- SRA Authorisation of Individuals Regulations - Reserved legal activities
- SRA Compensation Fund Rules (Archived) - Foreign lawyers
- SRA Compensation Fund Rules 2021 - Foreign lawyers
- SRA Indemnity Insurance Rules - Special provisions for RELs
- SRA Overseas and Cross-border Practice Rules - Cross-border Practice Rules
- SRA Authorisation of Firms Rules - Management, control, and supervision
- SRA Code of Conduct for Firms - Compliance and business systems
- SRA Code of Conduct for Firms - Cooperation and accountability
- SRA Code of Conduct for Firms - Service and competence
- SRA Code of Conduct for Solicitors, RELs and RFLs - Service and competence
- SRA Financial Services (Conduct of Business) Rules - Professional and organisational requirements
- SRA Overseas and Cross-border Practice Rules - Reporting, cooperation and accountability
- SRA Authorisation of Individuals Regulations - Removal from and restoration to the roll
- SRA Authorisation of Individuals Regulations - Retention
- SRA Roll, Registers and Publication Regulations - General provisions
- SRA Roll, Registers and Publication Regulations - Information in respect of individuals
- SRA Roll, Registers and Publication Regulations - The roll and registers
- SRA Authorisation of Individuals Regulations - Recognised training
- SRA Education, Training and Assessment Provider Regulations - Requirements for recognised training
- SRA Education, Training and Assessment Provider Regulations - Training principals
- SRA Education, Training and Assessment Provider Regulations - Transitional provisions