Practical compliance for small firms and sole practitioners
1 October 2026
Watch our free on-demand webinar that can help small firms and sole practitioners manage client money and comply with the Accounts Rules.
What will the webinar cover?
- Key considerations for small firms and sole practitioners when safeguarding client money and meeting their obligations under the Accounts Rules.
- Common compliance issues, case studies and examples of good practice.
- How small firms and sole practitioners can identify compliance mistakes and use them to improve systems.
- Give practical steps for strengthening client account controls.
- How to balance client care, compliance and risk management.
v
Download slides as PPT (PPT 11 pages, 204KB)
Download slides as PDF (PDF 11 pages, 195KB)