Practical compliance for small firms and sole practitioners

1 October 2026

Watch our free on-demand webinar that can help small firms and sole practitioners manage client money and comply with the Accounts Rules. 

What will the webinar cover?

  • Key considerations for small firms and sole practitioners when safeguarding client money and meeting their obligations under the Accounts Rules.
  • Common compliance issues, case studies and examples of good practice.
  • How small firms and sole practitioners can identify compliance mistakes and use them to improve systems.
  • Give practical steps for strengthening client account controls.
  • How to balance client care, compliance and risk management.
vplay

Download slides as PPT (PPT 11 pages, 204KB)

Download slides as PDF (PDF 11 pages, 195KB)

Resources

Use www.sra.org.uk/practical-compliance to link to this page.