John Rothesay
Mackenzie
Solicitor
104132
Decision - Control of practice
Outcome: Condition
Outcome date: 18 April 2024
Published date: 15 September 2024
Firm details
Firm or organisation at time of matters giving rise to outcome
Name: Redferns
Address(es): Lupins Business Centre, 1-3 Greenhill, Weymouth, DT4 7SS
Firm ID: 62111
Firm or organisation at date of publication
Name: Mustoe Shorter Solicitors & Advocates
Address(es): 7-8 Frederick Place, Weymouth, DT4 8HQ
Firm ID: 302589
Outcome details
This outcome was reached by SRA decision.
Decision details
Mr Mackenzie's practising certificate for 2023/2024 is subject to the following conditions:
- Mr Mackenzie may act as a solicitor only as an employee and only where that employment has first been approved by the SRA.
- Mr Mackenzie may not act as a compliance officer for legal practice (COLP) or compliance officer for finance and administration (COFA) for any authorised body or authorised non-SRA firm.
- Mr Mackenzie does not hold, receive or have access to client money, or act as a signatory to any client or office account, or have the power to authorise electronic transfers from any office or client account.
In these conditions the terms are as defined in the SRA Glossary.
Reasons/basis
The above conditions are necessary in the public interest. They are reasonable and proportionate having regard to the purposes set out in regulation 7 of the SRA Authorisation of Individuals Regulations, and the regulatory objectives and principles.
Decision - Control of practice
Outcome: Condition
Outcome date: 16 March 2023
Published date: 17 April 2023
Firm details
Firm or organisation at time of matters giving rise to outcome
Name: Redferns
Address(es): Lupins Business Centre, 1-3 Greenhill, WEYMOUTH,DT4 7SS
Firm ID: 62111
Firm or organisation at date of publication
Name: MUSTOE SHORTER SOLICITORS & ADVOCATES
Address(es): 7-8 Frederick Place, WEYMOUTH, DT4 8HQ
Firm ID: 302589
Outcome details
This outcome was reached by SRA decision.
Decision details
Mr John Mackenzie’s practising certificate for 2022/2023 has been granted subject to the following conditions:
- Mr Mackenzie may act as a solicitor only as an employee whose role has first been approved by the Solicitors Regulation Authority.
- Mr Mackenzie may not act as a compliance officer for legal practice (COLP) or compliance officer for finance and administration (COFA) for any authorised body or authorised non-SRA firm.
- Mr Mackenzie does not hold, receive or have access to client money, or act as a signatory to any client or office account, or have the power to authorise electronic transfers from any office or client account.
- Mr Mackenzie shall immediately inform any actual or prospective employer of these conditions and the reasons for their imposition.
In these conditions the terms are as defined in the SRA Glossary.
Reasons/basis
The above conditions are necessary in the public interest and reasonable and proportionate having regard to the purposes set out in regulation 7 of the SRA Authorisation of Individuals Regulations, and the regulatory objectives and principles governing regulatory activities as contained in section 28 of the Legal Services Act 2007.
Decision - Control of practice
Outcome: Condition
Outcome date: 22 March 2022
Published date: 18 April 2022
Firm details
Firm or organisation at time of matters giving rise to outcome
Name: Redferns
Address(es): Lupins Business Centre
Firm ID: 62111
Firm or organisation at date of publication
Name: Turner Associates
Address(es): Hillfield House, 181 Dorchester Road, Weymouth, DT4 7LF, England
Firm ID: 643208
Outcome details
This outcome was reached by SRA decision.
Decision details
John Mackenzie’s practising certificate for 2020/2021 has been granted subject to the following conditions:
- Mr Mackenzie may act as a solicitor only as an employee whose role has first been approved by the Solicitors Regulation Authority.
- Mr Mackenzie may not act as a compliance officer for legal practice (COLP) or compliance officer for finance and administration (COFA) for any authorised body or authorised non-SRA firm.
- Mr Mackenzie does not hold, receive or have access to client money, or act as a signatory to any client or office account, or have the power to authorise electronic transfers from any office or client account.
- Mr Mackenzie shall immediately inform any actual or prospective employer of these conditions and the reasons for their imposition.
In these conditions the terms are as defined in the SRA Glossary.
Reasons/basis
The above conditions are necessary in the public interest and reasonable and proportionate having regard to the purposes set out in Regulation 7 of the SRA Authorisation of Individuals Regulations and the regulatory objectives and principles governing regulatory activities as contained in section 28 of the Legal Services Act 2007.